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Principal Securities

Principal Securities Portfolio holdings

AUM $8.31B Turnover 14.93%
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9 years
Top 10 Avg Time Held
1.4 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
LCAP icon
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ icon
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.8%
2 Technology 8.02%
3 Financials 4.14%
4 Consumer Discretionary 3.06%
5 Healthcare 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JNJ icon
76
Johnson & Johnson
JNJ
$610B
$16.2M 0.24%
66,416
+3,899
+6% +$908K
2023 Q4
9 quarters
WMT icon
77
Walmart Inc
WMT
$935B
$16.2M 0.24%
130,318
-3,719
-3% -$457K
2023 Q4
9 quarters
MA icon
78
Mastercard
MA
$540B
$16.2M 0.24%
32,388
+2,597
+9% +$1.37M
2023 Q4
9 quarters
BYRE icon
79
Principal Real Estate Active Opportunities ETF
BYRE
$26.5M
$16M 0.24%
639,174
+65,447
+11% +$1.67M
2023 Q4
9 quarters
GSY icon
80
Invesco Ultra Short Duration ETF
GSY
$3.86B
$15.9M 0.23%
317,052
+113,343
+56% +$5.7M
2023 Q4
9 quarters
VHT icon
81
Vanguard Health Care ETF
VHT
$19.9B
$15.7M 0.23%
57,682
+1,481
+3% +$423K
2023 Q4
9 quarters
VXF icon
82
Vanguard Extended Market ETF
VXF
$30.1B
$15.5M 0.23%
75,457
+1,823
+2% +$390K
2023 Q4
9 quarters
PQDI icon
83
Principal Spectrum Preferred and Income ETF
PQDI
$114M
$15.5M 0.23%
805,985
+71,086
+10% +$1.39M
2023 Q4
9 quarters
IWY icon
84
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$15.5M 0.23%
62,380
-4,925
-7% -$1.3M
2023 Q4
9 quarters
ETY icon
85
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$15.5M 0.23%
1,120,472
-13,385
-1% -$198K
2023 Q4
9 quarters
LQD icon
86
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$15.2M 0.22%
139,735
-57,247
-29% -$6.31M
2023 Q4
9 quarters
CGDV icon
87
Capital Group Dividend Value ETF
CGDV
$39B
$15.2M 0.22%
357,215
+60,317
+20% +$2.68M
2023 Q4
9 quarters
CVX icon
88
Chevron
CVX
$430B
$15.2M 0.22%
73,379
+3,717
+5% +$678K
2023 Q4
9 quarters
SHV icon
89
iShares 0-1 Year Treasury Bond ETF
SHV
$23.5B
$15.2M 0.22%
137,329
+113,041
+465% +$12.5M
2023 Q4
9 quarters
VCIT icon
90
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.2B
$15.1M 0.22%
181,984
+807
+0.4% +$67.5K
2023 Q4
9 quarters
GEM icon
91
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.69B
$15M 0.22%
347,331
+15,112
+5% +$676K
2023 Q4
9 quarters
VO icon
92
Vanguard Morningstar Mid-Cap ETF
VO
$107B
$14.9M 0.22%
207,760
+30,724
+17% +$2.28M
2023 Q4
9 quarters
SCHH icon
93
Schwab US REIT ETF
SCHH
$10.8B
$14.6M 0.21%
680,970
+42,195
+7% +$925K
2023 Q4
9 quarters
AMAT icon
94
Applied Materials
AMAT
$341B
$14M 0.21%
40,925
+179
+0.4% +$60.2K
2023 Q4
9 quarters
VWO icon
95
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$13.8M 0.2%
256,189
+7,952
+3% +$445K
2023 Q4
9 quarters
CAT icon
96
Caterpillar
CAT
$338B
$13.8M 0.2%
19,442
-1,749
-8% -$1.21M
2023 Q4
9 quarters
GGUS icon
97
Goldman Sachs MarketBeta Russell 1000 Growth Equity ETF
GGUS
$493M
$13.7M 0.2%
235,630
+21,389
+10% +$1.31M
2025 Q2
3 quarters
PM icon
98
Philip Morris
PM
$312B
$13.6M 0.2%
82,184
+6,122
+8% +$1.06M
2023 Q4
9 quarters
CGMU icon
99
Capital Group Municipal Income ETF
CGMU
$7.03B
$13.5M 0.2%
498,585
+60,595
+14% +$1.67M
2023 Q4
9 quarters
VOE icon
100
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$13.2M 0.19%
71,606
+9,207
+15% +$1.72M
2023 Q4
9 quarters
2 3
4
5 6

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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.