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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DASH icon
926
DoorDash
DASH
$79.7B
$304K 0.01%
2,133
+213
+11% +$25.8K
ARGX icon
927
argenx
ARGX
$56.3B
$304K 0.01%
560
+11
+2% +$5.56K
WST icon
928
West Pharmaceutical
WST
$23.1B
$303K 0.01%
1,010
+19
+2% +$5.82K
TTE icon
929
TotalEnergies
TTE
$188B
$303K 0.01%
4,685
+469
+11% +$31.9K
IVOO icon
930
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.72B
$302K 0.01%
2,863
-272
-9% -$27.8K
IGBH icon
931
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$301K 0.01%
12,386
– –
IYY icon
932
iShares Dow Jones US ETF
IYY
$2.92B
$300K 0.01%
2,151
+1
+0% +$135
IBTI icon
933
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.88B
$300K 0.01%
13,322
+1,113
+9% +$24.8K
FXO icon
934
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$298K 0.01%
5,832
-1,057
-15% -$52K
VRT icon
935
Vertiv
VRT
$106B
$298K 0.01%
2,997
+1,697
+131% +$141K
IBTH icon
936
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.25B
$298K 0.01%
13,150
+1,103
+9% +$24.7K
THW
937
abrdn World Healthcare Fund
THW
$534M
$297K 0.01%
22,411
-366
-2% -$4.8K
SCHZ icon
938
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$297K 0.01%
12,498
+5,260
+73% +$123K
BKSE icon
939
BNY Mellon US Small Cap Core Equity ETF
BKSE
$86.3M
$297K 0.01%
8,778
– –
CGXU icon
940
Capital Group International Focus Equity ETF
CGXU
$6.18B
$297K 0.01%
11,005
+3,451
+46% +$90K
EOD
941
Allspring Global Dividend Opportunity Fund
EOD
$275M
$296K 0.01%
59,003
-5,472
-8% -$26.7K
WTM icon
942
White Mountains Insurance
WTM
$5.44B
$293K 0.01%
173
+24
+16% +$41.8K
IBDS icon
943
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$293K 0.01%
12,031
+215
+2% +$5.18K
RSG icon
944
Republic Services
RSG
$67.7B
$293K 0.01%
1,459
-15
-1% -$3.02K
BOCT icon
945
Innovator US Equity Buffer ETF October
BOCT
$283M
$293K 0.01%
6,896
+3,897
+130% +$163K
VTR icon
946
Ventas
VTR
$48.8B
$291K 0.01%
4,540
+378
+9% +$22.1K
XMVM icon
947
Invesco S&P MidCap Value with Momentum ETF
XMVM
$501M
$291K 0.01%
5,243
+12
+0.2% +$647
VDE icon
948
Vanguard Energy ETF
VDE
$9.93B
$289K 0.01%
2,359
+389
+20% +$48.7K
MFIC icon
949
MidCap Financial Investment
MFIC
$794M
$289K 0.01%
21,565
+21,456
+19,684% +$303K
FFEB icon
950
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$288K 0.01%
5,928
+1,508
+34% +$71.4K
36 37
38
39 40

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.