We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOXA icon
851
Fox Class A
FOXA
$23.2B
$384K 0.01%
9,081
-1,423
-14% -$55.2K
FUL icon
852
H.B. Fuller
FUL
$3B
$381K 0.01%
4,796
+671
+16% +$54.5K
FTA icon
853
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$380K 0.01%
4,803
+454
+10% +$34.7K
VLTO icon
854
Veralto
VLTO
$22.6B
$380K 0.01%
3,394
+749
+28% +$79.2K
IP icon
855
International Paper
IP
$22.3B
$378K 0.01%
7,739
+1,141
+17% +$53.2K
FISR icon
856
State Street Fixed Income Sector Rotation ETF
FISR
$484M
$377K 0.01%
14,166
+7,820
+123% +$205K
GEV icon
857
GE Vernova
GEV
$270B
$374K 0.01%
1,467
+416
+40% +$79.9K
SMCI icon
858
Super Micro Computer
SMCI
$19.5B
$374K 0.01%
8,980
-1,910
-18% -$116K
BAM icon
859
Brookfield Asset Management
BAM
$74B
$372K 0.01%
7,864
-900
-10% -$37.7K
LUV icon
860
Southwest Airlines
LUV
$22.1B
$370K 0.01%
12,504
+6,624
+113% +$183K
KDP icon
861
Keurig Dr Pepper
KDP
$40.4B
$370K 0.01%
9,864
+5,262
+114% +$185K
STWD icon
862
Starwood Property Trust
STWD
$6.12B
$368K 0.01%
18,078
+1,427
+9% +$28.5K
VPLS
863
Vanguard Core Plus Bond ETF
VPLS
$1.65B
$367K 0.01%
4,624
+2,601
+129% +$203K
IWN icon
864
iShares Russell 2000 Value ETF
IWN
$14.4B
$367K 0.01%
2,197
+26
+1% +$4.22K
DFIS icon
865
Dimensional International Small Cap ETF
DFIS
$5.76B
$366K 0.01%
13,655
-8,614
-39% -$221K
MUSA icon
866
Murphy USA
MUSA
$11.3B
$366K 0.01%
743
+99
+15% +$49.7K
BAPR icon
867
Innovator US Equity Buffer ETF April
BAPR
$403M
$362K 0.01%
8,343
-1,494
-15% -$62.8K
DFIC icon
868
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$359K 0.01%
+12,762
New +$346K
VCR icon
869
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$358K 0.01%
1,052
+800
+317% +$255K
A icon
870
Agilent Technologies
A
$39.1B
$357K 0.01%
2,403
-1,110
-32% -$152K
BKMC icon
871
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$217M
$356K 0.01%
10,470
– –
ALGN icon
872
Align Technology
ALGN
$12B
$356K 0.01%
1,398
+297
+27% +$70.1K
BAX icon
873
Baxter International
BAX
$11.6B
$355K 0.01%
9,355
+2,147
+30% +$78.9K
FPXI icon
874
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$279M
$353K 0.01%
7,305
+2
+0% +$95
QSR icon
875
Restaurant Brands International
QSR
$25.1B
$353K 0.01%
4,898
+35
+0.7% +$2.46K
33 34
35
36 37

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.