We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
776
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$315K 0.01%
+7,271
New +$285K
HBAN icon
777
Huntington Bancshares
HBAN
$35.1B
$313K 0.01%
+24,600
New +$269K
AIF
778
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$311K 0.01%
+22,309
New +$293K
HDMV icon
779
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$311K 0.01%
+10,776
New +$295K
COMT icon
780
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$309K 0.01%
+12,341
New +$338K
IBTG icon
781
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.24B
$308K 0.01%
+13,464
New +$304K
HSMV icon
782
First Trust Horizon Managed Volatility Small/Mid ETF
HSMV
$35.4M
$305K 0.01%
+9,518
New +$286K
HCA icon
783
HCA Healthcare
HCA
$86.4B
$303K 0.01%
+1,119
New +$277K
UBS icon
784
UBS Group
UBS
$172B
$303K 0.01%
+9,801
New +$258K
FID icon
785
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$302K 0.01%
+18,724
New +$281K
SPLV icon
786
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$301K 0.01%
+4,810
New +$290K
NET icon
787
Cloudflare
NET
$93.3B
$301K 0.01%
+3,617
New +$253K
WAT icon
788
Waters Corp
WAT
$36.8B
$300K 0.01%
+911
New +$252K
GDX icon
789
VanEck Gold Miners ETF
GDX
$22.9B
$300K 0.01%
+9,663
New +$283K
LYB icon
790
LyondellBasell Industries
LYB
$19B
$299K 0.01%
+3,149
New +$294K
RSPH icon
791
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$752M
$299K 0.01%
+10,037
New +$275K
TTE icon
792
TotalEnergies
TTE
$189B
$296K 0.01%
+4,400
New +$293K
PWR icon
793
Quanta Services
PWR
$92.4B
$296K 0.01%
+1,371
New +$253K
FRI icon
794
First Trust S&P REIT Index Fund
FRI
$195M
$293K 0.01%
+11,184
New +$265K
SPHY icon
795
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$293K 0.01%
+12,531
New +$283K
IWN icon
796
iShares Russell 2000 Value ETF
IWN
$14.4B
$292K 0.01%
+1,878
New +$260K
UFPI icon
797
UFP Industries
UFPI
$5.02B
$290K 0.01%
+2,311
New +$250K
EXP icon
798
Eagle Materials
EXP
$6.7B
$290K 0.01%
+1,430
New +$251K
GTO icon
799
Invesco Total Return Bond ETF
GTO
$2.42B
$289K 0.01%
+6,115
New +$276K
APCB icon
800
ActivePassive Core Bond ETF
APCB
$1.01B
$289K 0.01%
+9,649
New +$278K
30 31
32
33 34

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.