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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWM icon
726
Howmet Aerospace
HWM
$116B
$556K 0.01%
5,547
+481
+9% +$43.4K
HPQ icon
727
HP
HPQ
$23.5B
$555K 0.01%
15,467
+2,779
+22% +$97.9K
BAUG icon
728
Innovator US Equity Buffer ETF August
BAUG
$197M
$550K 0.01%
12,849
+1,684
+15% +$69.7K
IBB icon
729
iShares Biotechnology ETF
IBB
$9.31B
$549K 0.01%
3,771
-28
-0.7% -$4.05K
LYB icon
730
LyondellBasell Industries
LYB
$19.5B
$548K 0.01%
5,716
+1,208
+27% +$116K
AVTR icon
731
Avantor
AVTR
$7.81B
$545K 0.01%
21,073
+839
+4% +$20.6K
RSPM icon
732
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$542K 0.01%
14,517
-2,740
-16% -$96.8K
BFEB icon
733
Innovator US Equity Buffer ETF February
BFEB
$252M
$541K 0.01%
12,903
-559
-4% -$23K
GOVI icon
734
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$540K 0.01%
18,555
+583
+3% +$16.7K
EXAS
735
DELISTED
Exact Sciences
EXAS
$533K 0.01%
7,826
-1,269
-14% -$71.6K
PBR icon
736
Petrobras
PBR
$121B
$532K 0.01%
36,901
+16,639
+82% +$245K
OC icon
737
Owens Corning
OC
$11.5B
$531K 0.01%
3,007
+485
+19% +$81.7K
GJAN icon
738
FT Vest US Equity Moderate Buffer ETF January
GJAN
$437M
$530K 0.01%
14,005
-100
-0.7% -$3.72K
GDDY icon
739
GoDaddy
GDDY
$12.3B
$529K 0.01%
3,377
+950
+39% +$145K
FDRR icon
740
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$529K 0.01%
10,277
+194
+2% +$9.63K
TKO icon
741
TKO Group
TKO
$13.5B
$528K 0.01%
4,268
+36
+0.9% +$4.12K
NKE icon
742
Nike
NKE
$61.9B
$526K 0.01%
5,946
-254
-4% -$19.9K
WDAY icon
743
Workday
WDAY
$33.4B
$525K 0.01%
2,150
-214
-9% -$50.5K
VFMO icon
744
Vanguard US Momentum Factor ETF
VFMO
$1.8B
$524K 0.01%
3,257
+142
+5% +$21.9K
IDXX icon
745
Idexx Laboratories
IDXX
$42.9B
$523K 0.01%
1,036
-734
-41% -$357K
FLDR icon
746
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$519K 0.01%
10,337
+575
+6% +$28.9K
MGK icon
747
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$518K 0.01%
8,050
+690
+9% +$43K
OSIS icon
748
OSI Systems
OSIS
$3.57B
$514K 0.01%
3,388
+953
+39% +$137K
PEG icon
749
Public Service Enterprise Group
PEG
$39.8B
$514K 0.01%
5,758
+342
+6% +$27.3K
HUSV icon
750
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$513K 0.01%
13,426
+744
+6% +$27.5K
28 29
30
31 32

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.