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Principal Securities’s Innovator US Equity Buffer ETF August BAUG Stock Holding History

Principal Securities’s Portfolio BAUG Stock Details BAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$719K Buy
13,408
+13
+0.1% +$680 0.01% 910
2026
Q1 		$654K Hold
13,395
– – 0.01% 877
2025
Q4 		$670K Sell
13,395
-425
-3% -$21K 0.01% 823
2025
Q3 		$677K Buy
13,820
+1,960
+17% +$93.3K 0.01% 795
2025
Q2 		$546K Sell
11,860
-559
-5% -$24.1K 0.01% 824
2025
Q1 		$541K Hold
12,419
– – 0.01% 742
2024
Q4 		$541K Sell
12,419
-430
-3% -$18.7K 0.01% 737
2024
Q3 		$550K Buy
12,849
+1,684
+15% +$69.7K 0.01% 728
2024
Q2 		$453K Sell
11,165
-118
-1% -$4.61K 0.01% 740
2024
Q1 		$439K Sell
11,283
-95
-0.8% -$3.54K 0.01% 720
2023
Q4 		$409K Buy
+11,378
New +$388K 0.02% 685

Other funds holding BAUG

PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
DI
Diligent Investors Redlands, California $449M AUM 26.15% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Principal Securities's BAUG Position: Q2 2026 in Review

Principal Securities increased its Innovator US Equity Buffer ETF August (BAUG) stake by 0.1% in Q2 2026, buying an estimated $680 and bringing the position to 13,408 shares worth $719K. The position accounts for 0.01% of the portfolio, ranked #910.

Principal Securities first reported a position in BAUG in Q4 2023 and has held it in 11 quarters since. 99 funds tracked by Wall St. Rank hold BAUG as of Q2 2026.

  • Principal Securities held 13,408 shares of Innovator US Equity Buffer ETF August worth $719K as of Q2 2026.
  • Principal Securities bought 13 Innovator US Equity Buffer ETF August shares in Q2 2026, an estimated $680.
  • Innovator US Equity Buffer ETF August made up 0.01% of Principal Securities's portfolio in Q2 2026, its #910 holding.
  • Principal Securities first reported a position in Innovator US Equity Buffer ETF August in Q4 2023 and has held it in 11 quarters since.
  • 99 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF August as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.