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Principal Securities’s Innovator US Equity Buffer ETF August BAUG Stock Holding History

Principal Securities’s Portfolio BAUG Stock Details BAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$654K Hold
13,395
– – 0.01% 877
2025
Q4 		$670K Sell
13,395
-425
-3% -$21K 0.01% 823
2025
Q3 		$677K Buy
13,820
+1,960
+17% +$93.3K 0.01% 795
2025
Q2 		$546K Sell
11,860
-559
-5% -$24.1K 0.01% 824
2025
Q1 		$541K Hold
12,419
– – 0.01% 742
2024
Q4 		$541K Sell
12,419
-430
-3% -$18.7K 0.01% 737
2024
Q3 		$550K Buy
12,849
+1,684
+15% +$69.7K 0.01% 728
2024
Q2 		$453K Sell
11,165
-118
-1% -$4.61K 0.01% 740
2024
Q1 		$439K Sell
11,283
-95
-0.8% -$3.54K 0.01% 720
2023
Q4 		$409K Buy
+11,378
New +$388K 0.02% 685

Other funds holding BAUG

PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
DI
Diligent Investors Redlands, California $404M AUM 17.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return