Principal Securities’s FT Vest US Equity Moderate Buffer ETF January GJAN Stock Holding History

Principal Securities’s Portfolio GJAN Stock Details GJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-2,760	Closed	-$115K	–	2215
2025 Q3	$115K	Hold	2,760	–	–	﹤0.01%	1531
2025 Q2	$110K	Buy	2,760 +1,200	+77%	+$45.8K	﹤0.01%	1509
2025 Q1	$60.3K	Hold	1,560	–	–	﹤0.01%	1676
2024 Q4	$60.3K	Sell	1,560 -12,445	-89%	-$476K	﹤0.01%	1673
2024 Q3	$530K	Sell	14,005 -100	-0.7%	-$3.72K	0.01%	738
2024 Q2	$520K	Sell	14,105 -775	-5%	-$28K	0.01%	689
2024 Q1	$534K	Buy	+14,880	New	+$523K	0.02%	636

Other funds holding GJAN

RFG

REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

RFG

Range Financial Group Tigard, Oregon $366M AUM 76.17% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

FIBOI

First International Bank of Israel Tel Aviv $367M AUM 14.87% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Schulz Wealth Mansfield, Texas $194M AUM

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Principal Securities's GJAN Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Moderate Buffer ETF January (GJAN) in Q4 2025, closing a stake of 2,760 shares — an estimated $115K sold.

Principal Securities first reported a position in GJAN in Q1 2024 and held it in 7 quarters. The position peaked at $534K in Q1 2024. 109 funds tracked by Wall St. Rank hold GJAN as of Q4 2025.

Principal Securities reported no remaining FT Vest US Equity Moderate Buffer ETF January position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 2,760 FT Vest US Equity Moderate Buffer ETF January shares in Q4 2025, an estimated $115K.
Principal Securities first reported a position in FT Vest US Equity Moderate Buffer ETF January in Q1 2024 and held it in 7 quarters.
Principal Securities's FT Vest US Equity Moderate Buffer ETF January position peaked at $534K in Q1 2024.
109 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF January as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.