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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FICO icon
651
Fair Isaac
FICO
$28.7B
$688K 0.02%
354
+49
+16% +$83.8K
DELL icon
652
Dell
DELL
$283B
$687K 0.02%
5,798
+3,120
+117% +$363K
VT icon
653
Vanguard Total World Stock ETF
VT
$76.3B
$686K 0.02%
5,727
-944
-14% -$109K
SCHE icon
654
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$685K 0.02%
23,477
-495
-2% -$13.4K
CORP icon
655
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$685K 0.02%
6,888
+2,453
+55% +$240K
MSI icon
656
Motorola Solutions
MSI
$69.4B
$685K 0.02%
1,523
+137
+10% +$57.1K
UTHR icon
657
United Therapeutics
UTHR
$26.3B
$682K 0.02%
1,904
+426
+29% +$144K
IYC icon
658
iShares US Consumer Discretionary ETF
IYC
$1.12B
$682K 0.02%
7,754
+512
+7% +$42.4K
CEFS icon
659
Saba Closed-End Funds ETF
CEFS
$424M
$681K 0.02%
30,611
+3,500
+13% +$75.5K
SCHM icon
660
Schwab US Mid-Cap ETF
SCHM
$14.6B
$675K 0.02%
24,357
+1,431
+6% +$38.1K
TYL icon
661
Tyler Technologies
TYL
$12.2B
$672K 0.02%
1,152
+83
+8% +$46.7K
IJS icon
662
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$672K 0.02%
6,240
-61
-1% -$6.33K
SPG icon
663
Simon Property Group
SPG
$74.5B
$672K 0.02%
3,974
+924
+30% +$146K
DKS icon
664
Dick's Sporting Goods
DKS
$18.4B
$670K 0.02%
3,209
+499
+18% +$107K
IGSB icon
665
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$666K 0.02%
12,640
-294
-2% -$15.3K
YUM icon
666
Yum! Brands
YUM
$41B
$661K 0.02%
4,728
+523
+12% +$69.5K
UTWO icon
667
US Treasury 2 Year Note ETF
UTWO
$482M
$660K 0.02%
13,527
-736
-5% -$35.6K
AME icon
668
Ametek
AME
$55.5B
$658K 0.02%
3,833
-5,747
-60% -$959K
HUM icon
669
Humana
HUM
$46.7B
$658K 0.02%
2,078
+690
+50% +$246K
FYX icon
670
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$657K 0.02%
6,599
+189
+3% +$18.1K
DFAC icon
671
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$656K 0.02%
19,132
+18,675
+4,086% +$617K
REGN icon
672
Regeneron Pharmaceuticals
REGN
$68.8B
$656K 0.02%
624
+140
+29% +$156K
HYHG icon
673
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$180M
$656K 0.02%
10,116
-622
-6% -$39.9K
XLP icon
674
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$655K 0.02%
7,893
-76
-1% -$6.1K
IYH icon
675
iShares US Healthcare ETF
IYH
$3.11B
$652K 0.02%
10,037
-1,771
-15% -$113K
25 26
27
28 29

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.