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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGO
476
Calamos Global Total Return Fund
CGO
$125M
$2M 0.03%
175,618
-4,915
-3% -$57.2K
BABA icon
477
Alibaba
BABA
$269B
$2M 0.03%
13,646
-1,047
-7% -$171K
AMT icon
478
American Tower
AMT
$77.7B
$1.99M 0.03%
11,349
+927
+9% +$169K
TD icon
479
Toronto Dominion Bank
TD
$198B
$1.98M 0.03%
21,034
+3,617
+21% +$305K
KMB icon
480
Kimberly-Clark
KMB
$36.4B
$1.96M 0.03%
19,469
+503
+3% +$55K
VLO icon
481
Valero Energy
VLO
$89.8B
$1.96M 0.03%
12,049
+4,089
+51% +$693K
COO icon
482
Cooper Companies
COO
$13.7B
$1.95M 0.03%
23,767
+6,870
+41% +$514K
SPTS icon
483
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$1.95M 0.03%
66,468
+10,134
+18% +$297K
VVR icon
484
Invesco Senior Income Trust
VVR
$456M
$1.94M 0.03%
594,365
+37,661
+7% +$124K
FN icon
485
Fabrinet
FN
$17.1B
$1.94M 0.03%
4,268
+688
+19% +$299K
FCX icon
486
Freeport-McMoran
FCX
$90B
$1.94M 0.03%
38,195
+4,431
+13% +$192K
VMC icon
487
Vulcan Materials
VMC
$36.3B
$1.92M 0.03%
6,717
-63
-0.9% -$18.5K
IWS icon
488
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.91M 0.03%
13,548
-1,274
-9% -$178K
TCAF icon
489
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$1.91M 0.03%
49,876
+207
+0.4% +$7.93K
FPE icon
490
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.91M 0.03%
104,582
+8,741
+9% +$160K
DIVO icon
491
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$1.91M 0.03%
42,817
+6,117
+17% +$275K
UAL icon
492
United Airlines
UAL
$38.4B
$1.9M 0.03%
17,022
+206
+1% +$20.8K
CSGP icon
493
CoStar Group
CSGP
$11.3B
$1.9M 0.03%
28,274
-3,512
-11% -$249K
CW icon
494
Curtiss-Wright
CW
$27.7B
$1.9M 0.03%
3,441
-211
-6% -$118K
FLRG icon
495
Fidelity US Multifactor ETF
FLRG
$287M
$1.89M 0.03%
49,788
+2,681
+6% +$102K
FTSM icon
496
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.89M 0.03%
31,456
+346
+1% +$20.8K
FMB icon
497
First Trust Managed Municipal ETF
FMB
$2.03B
$1.88M 0.03%
36,822
+5,505
+18% +$281K
LAMR icon
498
Lamar Advertising Co
LAMR
$16.2B
$1.88M 0.03%
14,868
+789
+6% +$98.8K
FIS icon
499
Fidelity National Information Services
FIS
$21.5B
$1.88M 0.03%
28,271
+5,635
+25% +$372K
ITW icon
500
Illinois Tool Works
ITW
$81.4B
$1.88M 0.03%
7,616
-1,962
-20% -$489K
18 19
20
21 22

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.