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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRP icon
451
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.17M 0.03%
89,200
-146,625
-62% -$3.6M
PAYX icon
452
Paychex
PAYX
$40.4B
$2.16M 0.03%
19,272
+1,721
+10% +$201K
SO icon
453
Southern Company
SO
$110B
$2.16M 0.03%
24,786
+1,917
+8% +$175K
SAN icon
454
Banco Santander
SAN
$194B
$2.14M 0.03%
182,449
+47,061
+35% +$500K
SCHX icon
455
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.14M 0.03%
79,349
-3,708
-4% -$99K
SGOV icon
456
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$2.13M 0.03%
21,192
+194
+0.9% +$19.5K
FDEM icon
457
Fidelity Emerging Markets Multifactor ETF
FDEM
$563M
$2.11M 0.03%
68,387
+27,081
+66% +$828K
RGLO
458
Russell Investments Global Equity ETF
RGLO
$337M
$2.11M 0.03%
71,114
-26,128
-27% -$759K
AVUV icon
459
Avantis US Small Cap Value ETF
AVUV
$29.7B
$2.11M 0.03%
20,663
-550
-3% -$55K
NEM icon
460
Newmont
NEM
$98.2B
$2.11M 0.03%
21,100
+10,740
+104% +$970K
BTI icon
461
British American Tobacco
BTI
$132B
$2.11M 0.03%
37,184
-1,240
-3% -$67.7K
UTES icon
462
Virtus Reaves Utilities ETF
UTES
$1.4B
$2.09M 0.03%
26,498
+564
+2% +$46.5K
NLR icon
463
VanEck Uranium + Nuclear Energy ETF
NLR
$3.89B
$2.09M 0.03%
16,810
-4,053
-19% -$557K
HELO icon
464
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.14B
$2.08M 0.03%
31,346
-2,486
-7% -$163K
YYY icon
465
Amplify CEF High Income ETF
YYY
$716M
$2.07M 0.03%
179,874
+3,724
+2% +$43.4K
EFA icon
466
iShares MSCI EAFE ETF
EFA
$76.4B
$2.07M 0.03%
21,539
-442
-2% -$41.9K
RIV
467
RiverNorth Opportunities Fund
RIV
$308M
$2.06M 0.03%
175,883
-7,823
-4% -$91.2K
XRMI icon
468
Global X S&P 500 Risk Managed Income ETF
XRMI
$49.6M
$2.05M 0.03%
114,459
+3,623
+3% +$64.6K
CWB icon
469
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.03M 0.03%
22,754
+355
+2% +$32.3K
WH icon
470
Wyndham Hotels & Resorts
WH
$5.46B
$2.03M 0.03%
26,812
+15,721
+142% +$1.19M
PZA icon
471
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$2.02M 0.03%
87,296
-858
-1% -$20K
PYPL icon
472
PayPal
PYPL
$49.5B
$2.01M 0.03%
34,486
+1,966
+6% +$128K
DXCM icon
473
DexCom
DXCM
$27.6B
$2.01M 0.03%
30,325
+24,429
+414% +$1.58M
BUFD icon
474
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$2.01M 0.03%
71,072
+5,663
+9% +$158K
XV
475
Simplify Target 15 Distribution ETF
XV
$70M
$2.01M 0.03%
79,106
+69,760
+746% +$1.85M
17 18
19
20 21

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.