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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAGS icon
451
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.91B
$2.07M 0.03%
31,894
+554
+2% +$33.1K
PRN icon
452
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$2.06M 0.03%
11,950
+201
+2% +$32.9K
BMY icon
453
Bristol-Myers Squibb
BMY
$127B
$2.05M 0.03%
45,549
+1,167
+3% +$54.5K
EFA icon
454
iShares MSCI EAFE ETF
EFA
$76.4B
$2.05M 0.03%
21,981
-1,158
-5% -$105K
FAST icon
455
Fastenal
FAST
$54B
$2.05M 0.03%
41,726
+3,275
+9% +$155K
BTI icon
456
British American Tobacco
BTI
$132B
$2.04M 0.03%
38,424
-1,200
-3% -$65.1K
BBVA icon
457
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$2.04M 0.03%
105,880
-6
-0% -$105
PZA icon
458
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$2.04M 0.03%
88,154
+19,579
+29% +$439K
ROP icon
459
Roper Technologies
ROP
$36.3B
$2.03M 0.03%
4,079
+70
+2% +$37.3K
CGMM
460
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.06B
$2.03M 0.03%
+71,439
New +$1.99M
CWB icon
461
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.03M 0.03%
22,399
-3,203
-13% -$275K
CBRE icon
462
CBRE Group
CBRE
$40.8B
$2.02M 0.03%
12,851
+1,677
+15% +$259K
IWM icon
463
iShares Russell 2000 ETF
IWM
$80.9B
$2.01M 0.03%
8,305
+2,236
+37% +$513K
TEL icon
464
TE Connectivity
TEL
$58.8B
$2.01M 0.03%
9,142
+180
+2% +$36.1K
AMT icon
465
American Tower
AMT
$77.7B
$2M 0.03%
10,422
+274
+3% +$57.1K
XEL icon
466
Xcel Energy
XEL
$51B
$1.99M 0.03%
24,712
+51
+0.2% +$3.69K
CW icon
467
Curtiss-Wright
CW
$27.7B
$1.98M 0.03%
3,652
-97
-3% -$47.8K
SMLF icon
468
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$1.98M 0.03%
26,660
+1,152
+5% +$82.4K
SRLN icon
469
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$1.98M 0.03%
47,502
+2,933
+7% +$122K
VXUS icon
470
Vanguard Total International Stock ETF
VXUS
$153B
$1.97M 0.03%
26,796
+6,915
+35% +$491K
XRMI icon
471
Global X S&P 500 Risk Managed Income ETF
XRMI
$49.6M
$1.96M 0.03%
110,836
+6,946
+7% +$123K
WELL icon
472
Welltower
WELL
$178B
$1.93M 0.03%
10,843
+579
+6% +$95.2K
VVR icon
473
Invesco Senior Income Trust
VVR
$456M
$1.93M 0.03%
556,704
+37,542
+7% +$137K
FDX icon
474
FedEx
FDX
$74.5B
$1.92M 0.03%
8,144
-312
-4% -$71.9K
LNG icon
475
Cheniere Energy
LNG
$56.5B
$1.91M 0.03%
8,149
+184
+2% +$43.2K
17 18
19
20 21

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.