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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JANJ icon
426
Innovator Premium Income 30 Barrier ETF January
JANJ
$14.2M
$1.51M 0.04%
60,916
-1,323
-2% -$32.9K
XAR icon
427
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$1.5M 0.04%
9,547
+1,511
+19% +$225K
URI icon
428
United Rentals
URI
$71.1B
$1.5M 0.04%
1,853
+274
+17% +$197K
FDL icon
429
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.5M 0.04%
35,640
-3,072
-8% -$124K
EJAN icon
430
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$1.47M 0.04%
46,939
-986
-2% -$29.7K
MRVL icon
431
Marvell Technology
MRVL
$174B
$1.47M 0.04%
20,369
+3,273
+19% +$226K
DFAI
432
Dimensional International Core Equity Market ETF
DFAI
$17.1B
$1.45M 0.04%
45,551
-14,104
-24% -$432K
FPE icon
433
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.44M 0.03%
79,762
+48,567
+156% +$861K
HEQ
434
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.44M 0.03%
131,175
+16,791
+15% +$178K
KMB icon
435
Kimberly-Clark
KMB
$36.4B
$1.44M 0.03%
10,091
+1,527
+18% +$217K
PFFD icon
436
Global X US Preferred ETF
PFFD
$2.13B
$1.43M 0.03%
68,964
+3,837
+6% +$77.2K
PHK
437
PIMCO High Income Fund
PHK
$861M
$1.43M 0.03%
286,471
+34,333
+14% +$167K
TCAF icon
438
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$1.42M 0.03%
42,640
+1,911
+5% +$61.2K
VCRB icon
439
Vanguard Core Bond ETF
VCRB
$7.19B
$1.41M 0.03%
17,866
+10,036
+128% +$783K
O icon
440
Realty Income
O
$61.2B
$1.41M 0.03%
22,224
+702
+3% +$41.8K
SONY icon
441
Sony
SONY
$123B
$1.4M 0.03%
72,265
+9,495
+15% +$173K
ITW icon
442
Illinois Tool Works
ITW
$81.4B
$1.39M 0.03%
5,318
+617
+13% +$152K
STEW
443
SRH Total Return Fund
STEW
$1.75B
$1.39M 0.03%
88,064
+79,378
+914% +$1.21M
IYJ icon
444
iShares US Industrials ETF
IYJ
$1.98B
$1.37M 0.03%
10,251
-753
-7% -$94.7K
OMFL icon
445
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$1.37M 0.03%
25,804
+11,794
+84% +$603K
BR icon
446
Broadridge
BR
$17.2B
$1.36M 0.03%
6,338
-1,127
-15% -$236K
SPGI icon
447
S&P Global
SPGI
$126B
$1.36M 0.03%
2,638
+235
+10% +$116K
CMG icon
448
Chipotle Mexican Grill
CMG
$40.8B
$1.36M 0.03%
23,547
+10,959
+87% +$607K
FEM icon
449
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.35M 0.03%
56,404
+1,250
+2% +$29.2K
MRSH
450
Marsh
MRSH
$86.3B
$1.34M 0.03%
6,025
+493
+9% +$109K
16 17
18
19 20

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
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Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.