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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOCT icon
401
Innovator International Developed Power Buffer ETF October
IOCT
$166M
$2.32M 0.04%
67,970
-275
-0.4% -$9.16K
REGL icon
402
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$2.32M 0.04%
27,206
+21,638
+389% +$1.82M
SBAR
403
Simplify Barrier Income ETF
SBAR
$396M
$2.3M 0.04%
87,682
+85,358
+3,673% +$2.25M
GOF icon
404
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.3M 0.04%
153,560
+8,100
+6% +$121K
SHV icon
405
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$2.3M 0.04%
20,819
+500
+2% +$55.1K
IAUM icon
406
iShares Gold Trust Micro
IAUM
$6.36B
$2.3M 0.04%
59,722
+6,613
+12% +$228K
BSX icon
407
Boston Scientific
BSX
$65.8B
$2.28M 0.04%
23,351
+5,564
+31% +$576K
BLW icon
408
BlackRock Limited Duration Income Trust
BLW
$491M
$2.28M 0.04%
162,721
-9,426
-5% -$133K
STEW
409
SRH Total Return Fund
STEW
$1.75B
$2.27M 0.04%
125,228
+31,288
+33% +$562K
NVT icon
410
nVent Electric
NVT
$24.5B
$2.27M 0.04%
23,013
-1,645
-7% -$143K
GRNY
411
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.3B
$2.27M 0.04%
90,727
+81,264
+859% +$1.92M
TUA icon
412
Simplify Short Term Treasury Futures Strategy ETF
TUA
$712M
$2.27M 0.04%
103,622
+18,688
+22% +$409K
AIRR icon
413
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$2.26M 0.04%
23,372
+16,399
+235% +$1.47M
VWOB icon
414
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$2.26M 0.04%
33,737
-10,919
-24% -$720K
GILD icon
415
Gilead Sciences
GILD
$161B
$2.26M 0.04%
20,334
+1,094
+6% +$124K
ADI icon
416
Analog Devices
ADI
$181B
$2.25M 0.04%
9,173
-214
-2% -$51.5K
PHM icon
417
Pultegroup
PHM
$24.5B
$2.25M 0.04%
17,053
+1,074
+7% +$133K
SPGI icon
418
S&P Global
SPGI
$126B
$2.25M 0.04%
4,629
+770
+20% +$412K
CPRT icon
419
Copart
CPRT
$25.9B
$2.24M 0.04%
49,773
+1,829
+4% +$86.2K
NTAP icon
420
NetApp
NTAP
$32.9B
$2.23M 0.04%
18,853
-159
-0.8% -$17.8K
PAYX icon
421
Paychex
PAYX
$40.4B
$2.22M 0.04%
17,551
+669
+4% +$92.8K
BUFB icon
422
Innovator Laddered Allocation Buffer ETF
BUFB
$314M
$2.22M 0.04%
62,057
+4,697
+8% +$163K
FTHI icon
423
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$2.22M 0.04%
93,504
-5,476
-6% -$127K
SCHR
424
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$2.21M 0.04%
87,807
+5,503
+7% +$138K
RIV
425
RiverNorth Opportunities Fund
RIV
$308M
$2.2M 0.04%
183,706
+1,114
+0.6% +$13.7K
15 16
17
18 19

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.