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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
376
Alibaba
BABA
$269B
$1.82M 0.04%
17,190
+5,931
+53% +$485K
VV icon
377
Vanguard Large-Cap ETF
VV
$51.9B
$1.82M 0.04%
6,909
+1,088
+19% +$276K
ONEQ icon
378
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$1.81M 0.04%
25,217
-558
-2% -$38.7K
BNY
379
Bank of New York Mellon
BNY
$108B
$1.8M 0.04%
25,110
+2,793
+13% +$184K
TUA icon
380
Simplify Short Term Treasury Futures Strategy ETF
TUA
$712M
$1.8M 0.04%
78,480
+5,628
+8% +$127K
GD icon
381
General Dynamics
GD
$105B
$1.79M 0.04%
5,933
+534
+10% +$157K
PHM icon
382
Pultegroup
PHM
$24.5B
$1.78M 0.04%
12,411
+3,178
+34% +$404K
EOG icon
383
EOG Resources
EOG
$78B
$1.77M 0.04%
14,400
+1,925
+15% +$242K
SAP icon
384
SAP
SAP
$187B
$1.77M 0.04%
7,721
+426
+6% +$90.6K
EBAY icon
385
eBay
EBAY
$48.6B
$1.77M 0.04%
27,110
+1,523
+6% +$87.7K
SNA icon
386
Snap-on
SNA
$20.9B
$1.76M 0.04%
6,071
-9
-0.1% -$2.48K
PPA icon
387
Invesco Aerospace & Defense ETF
PPA
$8.27B
$1.76M 0.04%
15,289
-267
-2% -$29K
CTVA icon
388
Corteva
CTVA
$59.7B
$1.75M 0.04%
29,824
+3,996
+15% +$218K
PAYX icon
389
Paychex
PAYX
$40.4B
$1.73M 0.04%
12,879
+534
+4% +$67.8K
STZ icon
390
Constellation Brands
STZ
$22.2B
$1.73M 0.04%
6,696
+2,536
+61% +$629K
YYY icon
391
Amplify CEF High Income ETF
YYY
$716M
$1.71M 0.04%
138,957
+20,216
+17% +$244K
BUI icon
392
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$1.71M 0.04%
68,680
-15,133
-18% -$349K
FMB icon
393
First Trust Managed Municipal ETF
FMB
$2.03B
$1.7M 0.04%
32,796
+702
+2% +$36.2K
SCHR
394
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$1.7M 0.04%
67,162
+4,978
+8% +$124K
CVS icon
395
CVS Health
CVS
$137B
$1.7M 0.04%
27,022
-23,793
-47% -$1.39M
ACGL icon
396
Arch Capital
ACGL
$36.1B
$1.7M 0.04%
15,184
+1,636
+12% +$170K
EAPR icon
397
Innovator Emerging Markets Power Buffer ETF April
EAPR
$102M
$1.69M 0.04%
62,751
-5,978
-9% -$156K
VVR icon
398
Invesco Senior Income Trust
VVR
$456M
$1.69M 0.04%
416,050
+404,189
+3,408% +$1.73M
XRMI icon
399
Global X S&P 500 Risk Managed Income ETF
XRMI
$49.6M
$1.69M 0.04%
89,155
+15,795
+22% +$298K
JUST icon
400
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$552M
$1.69M 0.04%
20,633
+695
+3% +$54.9K
14 15
16
17 18

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.