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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
376
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$1.34M 0.04%
31,216
+16,328
+110% +$675K
UL icon
377
Unilever
UL
$131B
$1.34M 0.04%
23,795
+3,065
+15% +$170K
BMY icon
378
Bristol-Myers Squibb
BMY
$127B
$1.34M 0.04%
24,773
+2,572
+12% +$131K
INGR icon
379
Ingredion
INGR
$6.38B
$1.34M 0.04%
11,475
+1,291
+13% +$145K
JUST icon
380
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$552M
$1.33M 0.04%
17,673
-492
-3% -$35K
AZN icon
381
AstraZeneca
AZN
$263B
$1.33M 0.04%
9,787
-325
-3% -$43K
CALF icon
382
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1.32M 0.04%
26,788
+19,118
+249% +$909K
WMB icon
383
Williams Companies
WMB
$90.5B
$1.32M 0.04%
33,769
-606
-2% -$21.5K
EAD
384
Allspring Income Opportunities Fund
EAD
$372M
$1.31M 0.04%
197,835
+7,795
+4% +$51.7K
CDNS icon
385
Cadence Design Systems
CDNS
$90B
$1.31M 0.04%
4,218
+737
+21% +$218K
GD icon
386
General Dynamics
GD
$105B
$1.3M 0.04%
4,615
+550
+14% +$147K
TT icon
387
Trane Technologies
TT
$106B
$1.3M 0.04%
4,318
+315
+8% +$85.5K
EIX icon
388
Edison International
EIX
$30.7B
$1.3M 0.04%
18,313
+1,073
+6% +$73.4K
GPC icon
389
Genuine Parts
GPC
$17.1B
$1.28M 0.04%
8,280
+450
+6% +$65.6K
VIOG icon
390
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$1.28M 0.04%
11,406
+10,711
+1,541% +$1.15M
COF icon
391
Capital One
COF
$124B
$1.28M 0.04%
8,583
+1,940
+29% +$263K
YYY icon
392
Amplify CEF High Income ETF
YYY
$716M
$1.27M 0.04%
105,719
+6,631
+7% +$78.7K
SPGI icon
393
S&P Global
SPGI
$126B
$1.27M 0.04%
2,986
-844
-22% -$366K
FEM icon
394
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.25M 0.04%
54,614
+10,746
+24% +$243K
OTIS icon
395
Otis Worldwide
OTIS
$27.4B
$1.25M 0.04%
12,570
+2,011
+19% +$186K
SAP icon
396
SAP
SAP
$187B
$1.24M 0.04%
6,367
+1,625
+34% +$289K
VRTX icon
397
Vertex Pharmaceuticals
VRTX
$121B
$1.23M 0.04%
2,946
+582
+25% +$246K
DHI icon
398
D.R. Horton
DHI
$41B
$1.23M 0.04%
7,453
+2,101
+39% +$315K
UBER icon
399
Uber
UBER
$134B
$1.23M 0.04%
15,916
+2,596
+19% +$186K
EBAY icon
400
eBay
EBAY
$48.6B
$1.23M 0.04%
23,216
+2,655
+13% +$121K
14 15
16
17 18

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
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CIMLRA
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TAM
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AMH
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Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.