PS

Principal Securities Portfolio holdings

AUM $6.07B
1-Year Est. Return 14.84%
This Quarter Est. Return
1 Year Est. Return
+14.84%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,879
New
Increased
Reduced
Closed

Top Buys

1
+$40M
2
+$28.9M
3
+$25.4M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$25M
5
PIEQ
Principal International Equity ETF
PIEQ
+$24.3M

Top Sells

1
+$35.6M
2
+$14.9M
3
+$10.9M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.9M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.2M

Sector Composition

1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FARO
3826
DELISTED
Faro Technologies
FARO
– –
-33
FBZ
3827
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
– –
-2,083
FCOR icon
3828
Fidelity Corporate Bond ETF
FCOR
$316M
– –
-125
FDTX icon
3829
Fidelity Disruptive Technology ETF
FDTX
$196M
– –
-20,942
FG icon
3830
F&G Annuities & Life
FG
$3.71B
– –
-19
FNK icon
3831
First Trust Mid Cap Value AlphaDEX Fund
FNK
$211M
– –
-124
FSLY icon
3832
Fastly Inc
FSLY
$1.35B
– –
-98
FUN icon
3833
Cedar Fair
FUN
$1.68B
– –
-133
FXZ icon
3834
First Trust Materials AlphaDEX Fund
FXZ
$249M
– –
-107
GCOW icon
3835
Pacer Global Cash Cows Dividend ETF
GCOW
$2.71B
– –
-195
GMRE
3836
Global Medical REIT
GMRE
$484M
– –
-8
GMS
3837
DELISTED
GMS Inc
GMS
– –
-260
HES
3838
DELISTED
Hess
HES
– –
-1,253
HFRO
3839
Highland Opportunities and Income Fund
HFRO
$350M
– –
-168
HUMA icon
3840
Humacyte
HUMA
$214M
– –
-15
IQDG icon
3841
WisdomTree International Quality Dividend Growth Fund
IQDG
$770M
– –
-309
ISEP icon
3842
Innovator International Developed Power Buffer ETF September
ISEP
$100M
– –
-60
IWC icon
3843
iShares Micro-Cap ETF
IWC
$1.23B
– –
-4
IYM icon
3844
iShares US Basic Materials ETF
IYM
$941M
– –
-100
IBIT icon
3845
iShares Bitcoin Trust
IBIT
$74.5B
– –
-4,697
KNTK icon
3846
Kinetik
KNTK
$2.47B
– –
-11
KRBN icon
3847
KraneShares Global Carbon Strategy ETF
KRBN
$187M
– –
-22
KSA icon
3848
iShares MSCI Saudi Arabia ETF
KSA
$636M
– –
-2
JIVE icon
3849
JPMorgan International Value ETF
JIVE
$1.14B
– –
-59
JNPR
3850
DELISTED
Juniper Networks
JNPR
– –
-328
152 153
154
155 156