Principal Securities’s iShares Micro-Cap ETF IWC Stock Holding History

Principal Securities’s Portfolio IWC Stock Details IWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-4	Closed	-$511	–	3792
2025 Q2	$511	Sell	4 -1,035	-100%	-$120K	﹤0.01%	3470
2025 Q1	$135K	Hold	1,039	–	–	﹤0.01%	1294
2024 Q4	$135K	Sell	1,039 -461	-31%	-$60K	﹤0.01%	1290
2024 Q3	$185K	Sell	1,500 -377	-20%	-$45.6K	﹤0.01%	1135
2024 Q2	$214K	Buy	1,877 +63	+3%	+$7.26K	0.01%	1014
2024 Q1	$220K	Buy	+1,814	New	+$209K	0.01%	974

Other funds holding IWC

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

TCM

TABR Capital Management Orange, California $109M AUM 19.44% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Principal Securities's IWC Position: Q3 2025 in Review

Principal Securities sold out of iShares Micro-Cap ETF (IWC) in Q3 2025, closing a stake of 4 shares — an estimated $511 sold.

Principal Securities first reported a position in IWC in Q1 2024 and held it in 6 quarters. The position peaked at $220K in Q1 2024. 226 funds tracked by Wall St. Rank hold IWC as of Q3 2025.

Principal Securities reported no remaining iShares Micro-Cap ETF position as of Q3 2025 after selling out during the quarter.
Principal Securities sold 4 iShares Micro-Cap ETF shares in Q3 2025, an estimated $511.
Principal Securities first reported a position in iShares Micro-Cap ETF in Q1 2024 and held it in 6 quarters.
Principal Securities's iShares Micro-Cap ETF position peaked at $220K in Q1 2024.
226 funds tracked by Wall St. Rank held iShares Micro-Cap ETF as of Q3 2025.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.