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Principal Securities’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Principal Securities’s Portfolio FNK Stock Details FNK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-124
Closed -$6.42K – 3770
2025
Q2 		$6.42K Buy
+124
New +$6.1K ﹤0.01% 2792

Other funds holding FNK

TIM
Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Principal Securities's FNK Position: Q3 2025 in Review

Principal Securities sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q3 2025, closing a stake of 124 shares — an estimated $6.42K sold.

Principal Securities first reported a position in FNK in Q2 2025 and held it in 1 quarter. The position peaked at $6.42K in Q2 2025. 55 funds tracked by Wall St. Rank hold FNK as of Q3 2025.

  • Principal Securities reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
  • Principal Securities sold 124 First Trust Mid Cap Value AlphaDEX Fund shares in Q3 2025, an estimated $6.42K.
  • Principal Securities first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q2 2025 and held it in 1 quarter.
  • Principal Securities's First Trust Mid Cap Value AlphaDEX Fund position peaked at $6.42K in Q2 2025.
  • 55 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q3 2025.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.