Principal Securities’s First Trust Materials AlphaDEX Fund FXZ Stock Holding History

Principal Securities’s Portfolio FXZ Stock Details FXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$919K	Buy	+11,891	New	+$966K	0.01%	822
2025 Q3	–	Sell	-107	Closed	-$6.09K	–	3774
2025 Q2	$6.09K	Sell	107 -220	-67%	-$11.9K	﹤0.01%	2802
2025 Q1	$18.6K	Hold	327	–	–	﹤0.01%	2234
2024 Q4	$18.6K	Sell	327 -29	-8%	-$1.85K	﹤0.01%	2232
2024 Q3	$23.9K	Buy	356 +16	+5%	+$1.04K	﹤0.01%	2033
2024 Q2	$22K	Buy	340 +30	+10%	+$2.05K	﹤0.01%	2024
2024 Q1	$22.1K	Buy	310 +36	+13%	+$2.41K	﹤0.01%	1957
2023 Q4	$18.9K	Buy	+274	New	+$17.3K	﹤0.01%	1952

Other funds holding FXZ

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Oppenheimer & Co New York $9.5B AUM 27.65% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.75B AUM 16.25% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $294B AUM 47.59% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Principal Securities's FXZ Position: Q3 2026 in Review

Principal Securities opened a new position in First Trust Materials AlphaDEX Fund (FXZ) in Q3 2026: 11,891 shares worth $919K. The stake represents 0.01% of the portfolio and ranks #822 among its holdings. This is a return to the name: Principal Securities previously reported a position in FXZ as recently as Q2 2025.

Principal Securities first reported a position in FXZ in Q4 2023 and has held it in 8 quarters since. 87 funds tracked by Wall St. Rank hold FXZ as of Q3 2026.

Principal Securities held 11,891 shares of First Trust Materials AlphaDEX Fund worth $919K as of Q3 2026.
First Trust Materials AlphaDEX Fund was a new Principal Securities position in Q3 2026.
First Trust Materials AlphaDEX Fund made up 0.01% of Principal Securities's portfolio in Q3 2026, its #822 holding.
Principal Securities first reported a position in First Trust Materials AlphaDEX Fund in Q4 2023 and has held it in 8 quarters since.
87 funds tracked by Wall St. Rank held First Trust Materials AlphaDEX Fund as of Q3 2026.

Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.