PS

Principal Securities Portfolio holdings

AUM $6.07B
1-Year Est. Return 14.84%
This Quarter Est. Return
1 Year Est. Return
+14.84%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,879
New
Increased
Reduced
Closed

Top Buys

1
+$40M
2
+$28.9M
3
+$25.4M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$25M
5
PIEQ
Principal International Equity ETF
PIEQ
+$24.3M

Top Sells

1
+$35.6M
2
+$14.9M
3
+$10.9M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.9M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.2M

Sector Composition

1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTIL icon
3776
Precision BioSciences
DTIL
$122M
– –
-69
DUHP icon
3777
Dimensional US High Profitability ETF
DUHP
$10.2B
– –
-326
DVAX icon
3778
Dynavax Technologies
DVAX
$1.29B
– –
-67
ESGR
3779
DELISTED
Enstar Group
ESGR
– –
-5
EVRI
3780
DELISTED
Everi Holdings
EVRI
– –
-37
EWK icon
3781
iShares MSCI Belgium ETF
EWK
$23.3M
– –
-14
EZA icon
3782
iShares MSCI South Africa ETF
EZA
$562M
– –
-1
FARO
3783
DELISTED
Faro Technologies
FARO
– –
-33
FBZ
3784
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
– –
-2,083
FCOR icon
3785
Fidelity Corporate Bond ETF
FCOR
$298M
– –
-125
FDTX icon
3786
Fidelity Disruptive Technology ETF
FDTX
$196M
– –
-20,942
FG icon
3787
F&G Annuities & Life
FG
$4.49B
– –
-19
FNK icon
3788
First Trust Mid Cap Value AlphaDEX Fund
FNK
$198M
– –
-124
FOVL
3789
DELISTED
iShares Focused Value Factor ETF
FOVL
– –
-279
FSLY icon
3790
Fastly
FSLY
$1.75B
– –
-98
FUN icon
3791
Cedar Fair
FUN
$1.56B
– –
-133
FXZ icon
3792
First Trust Materials AlphaDEX Fund
FXZ
$206M
– –
-107
GWRS icon
3793
Global Water Resources
GWRS
$252M
– –
-21
HDMV icon
3794
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$22.9M
– –
-45
HDUS icon
3795
Hartford Disciplined US Equity ETF
HDUS
$154M
– –
-31
HES
3796
DELISTED
Hess
HES
– –
-1,253
HFRO
3797
Highland Opportunities and Income Fund
HFRO
$338M
– –
-168
HLVX
3798
DELISTED
HilleVax
HLVX
– –
-600
HUMA icon
3799
Humacyte
HUMA
$242M
– –
-15
HUSV icon
3800
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$91.6M
– –
-39
150 151
152
153 154