PS

Principal Securities Portfolio holdings

AUM $6.07B
1-Year Est. Return 14.84%
This Quarter Est. Return
1 Year Est. Return
+14.84%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,879
New
Increased
Reduced
Closed

Top Buys

1
+$40M
2
+$28.9M
3
+$25.4M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$25M
5
PIEQ
Principal International Equity ETF
PIEQ
+$24.3M

Top Sells

1
+$35.6M
2
+$14.9M
3
+$10.9M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.9M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.2M

Sector Composition

1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIO
3751
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$797M
– –
-389
ALT icon
3752
Altimmune
ALT
$533M
– –
-35
AMED
3753
DELISTED
Amedisys
AMED
– –
-25
ANSS
3754
DELISTED
Ansys
ANSS
– –
-587
ASPN icon
3755
Aspen Aerogels
ASPN
$288M
– –
-604
ATEC icon
3756
Alphatec Holdings
ATEC
$3.15B
– –
-61
AVDE icon
3757
Avantis International Equity ETF
AVDE
$11B
– –
-15
AVDL
3758
Avadel Pharmaceuticals
AVDL
$2.09B
– –
0
AZEK
3759
DELISTED
The AZEK Co
AZEK
– –
-573
BDN
3760
Brandywine Realty Trust
BDN
$577M
– –
-1,840
BGR icon
3761
BlackRock Energy and Resources Trust
BGR
$356M
– –
-500
BILL icon
3762
BILL Holdings
BILL
$5.18B
– –
-14
BLFS icon
3763
BioLife Solutions
BLFS
$1.23B
– –
-89
BRT
3764
BRT Apartments
BRT
$277M
– –
-42
BRY icon
3765
Berry Corp
BRY
$267M
– –
-238
BYND icon
3766
Beyond Meat
BYND
$567M
– –
-212
CAOS icon
3767
Alpha Architect Tail Risk ETF
CAOS
$559M
– –
-231
CCOR icon
3768
Core Alternative Capital
CCOR
$38.1M
– –
-753
CLOZ icon
3769
Panagram BBB-B CLO ETF
CLOZ
$755M
– –
-737
CRNT icon
3770
Ceragon Networks
CRNT
$178M
– –
-200
CURI icon
3771
CuriosityStream
CURI
$266M
– –
-54
DAPP icon
3772
VanEck Digital Transformation ETF
DAPP
$313M
– –
-20
DBB icon
3773
Invesco DB Base Metals Fund
DBB
$146M
– –
-52
DFAU icon
3774
Dimensional US Core Equity Market ETF
DFAU
$10.2B
– –
-365
DIVZ icon
3775
Opal Dividend Income ETF
DIVZ
$206M
– –
-615
149 150
151
152 153