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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYK icon
351
iShares US Consumer Staples ETF
IYK
$1.39B
$2.92M 0.05%
43,622
+2,101
+5% +$143K
ADP icon
352
Automatic Data Processing
ADP
$100B
$2.92M 0.05%
11,333
+590
+5% +$157K
MLPX icon
353
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$2.9M 0.04%
47,945
-146,197
-75% -$8.76M
SHOP icon
354
Shopify
SHOP
$148B
$2.9M 0.04%
18,023
+9
+0% +$1.45K
HEFA icon
355
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$2.9M 0.04%
70,126
+4,923
+8% +$202K
SKYY icon
356
First Trust Cloud Computing ETF
SKYY
$2.74B
$2.88M 0.04%
22,166
+1,170
+6% +$156K
EAPR icon
357
Innovator Emerging Markets Power Buffer ETF April
EAPR
$102M
$2.88M 0.04%
96,951
– –
KJUL icon
358
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$2.87M 0.04%
90,668
-857
-0.9% -$26.8K
VRTX icon
359
Vertex Pharmaceuticals
VRTX
$121B
$2.86M 0.04%
6,319
-518
-8% -$223K
SYK icon
360
Stryker
SYK
$127B
$2.85M 0.04%
8,111
+8
+0.1% +$2.92K
GRNY
361
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.3B
$2.85M 0.04%
114,943
+24,216
+27% +$608K
TUA icon
362
Simplify Short Term Treasury Futures Strategy ETF
TUA
$712M
$2.84M 0.04%
129,655
+26,033
+25% +$572K
GD icon
363
General Dynamics
GD
$105B
$2.82M 0.04%
8,381
+662
+9% +$226K
BUFB icon
364
Innovator Laddered Allocation Buffer ETF
BUFB
$314M
$2.81M 0.04%
76,804
+14,747
+24% +$532K
BBVA icon
365
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$2.81M 0.04%
120,508
+14,628
+14% +$306K
BA icon
366
Boeing
BA
$165B
$2.8M 0.04%
12,894
-764
-6% -$157K
HON icon
367
Honeywell
HON
$77.1B
$2.79M 0.04%
14,324
-5,534
-28% -$1.08M
JUST icon
368
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$552M
$2.79M 0.04%
28,875
+2,376
+9% +$227K
POCT icon
369
Innovator US Equity Power Buffer ETF October
POCT
$963M
$2.79M 0.04%
63,504
-60,310
-49% -$2.62M
QTUM icon
370
Defiance Quantum ETF
QTUM
$5.25B
$2.79M 0.04%
25,432
+2,054
+9% +$226K
GM icon
371
General Motors
GM
$74.7B
$2.79M 0.04%
34,286
+5,597
+20% +$395K
COP icon
372
ConocoPhillips
COP
$147B
$2.78M 0.04%
29,736
+606
+2% +$54.8K
FHLC icon
373
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$2.74M 0.04%
36,902
+20,444
+124% +$1.47M
VBR icon
374
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.74M 0.04%
12,929
+543
+4% +$114K
WELL icon
375
Welltower
WELL
$178B
$2.72M 0.04%
14,641
+3,798
+35% +$709K
13 14
15
16 17

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.