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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
351
First Trust Cloud Computing ETF
SKYY
$2.74B
$2.82M 0.05%
20,996
+372
+2% +$46.8K
BNY
352
Bank of New York Mellon
BNY
$108B
$2.79M 0.05%
25,602
-6,301
-20% -$643K
EUAD
353
Select STOXX Europe Aerospace & Defense ETF
EUAD
$1.14B
$2.78M 0.05%
59,217
+2,315
+4% +$99.6K
MSI icon
354
Motorola Solutions
MSI
$69.4B
$2.78M 0.05%
6,071
+524
+9% +$236K
RGLO
355
Russell Investments Global Equity ETF
RGLO
$337M
$2.77M 0.05%
97,242
+63,557
+189% +$1.74M
CTAS icon
356
Cintas
CTAS
$82.4B
$2.76M 0.05%
13,455
+550
+4% +$117K
LOW icon
357
Lowe's Companies
LOW
$116B
$2.76M 0.05%
10,986
-573
-5% -$141K
COP icon
358
ConocoPhillips
COP
$147B
$2.76M 0.05%
29,130
+38
+0.1% +$3.59K
EME icon
359
Emcor
EME
$33.1B
$2.74M 0.05%
4,214
-157
-4% -$95.2K
SIVR icon
360
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$2.74M 0.05%
61,511
+5,021
+9% +$189K
SNOW icon
361
Snowflake
SNOW
$92.9B
$2.72M 0.04%
12,061
+3,266
+37% +$701K
SNA icon
362
Snap-on
SNA
$20.9B
$2.71M 0.04%
7,820
+368
+5% +$120K
SAP icon
363
SAP
SAP
$187B
$2.71M 0.04%
10,124
+337
+3% +$94.8K
TT icon
364
Trane Technologies
TT
$106B
$2.69M 0.04%
6,386
-228
-3% -$97.4K
INTC icon
365
Intel
INTC
$466B
$2.69M 0.04%
80,204
-11,403
-12% -$276K
CSGP icon
366
CoStar Group
CSGP
$11.3B
$2.68M 0.04%
31,786
+2,012
+7% +$178K
VRTX icon
367
Vertex Pharmaceuticals
VRTX
$121B
$2.68M 0.04%
6,837
+237
+4% +$99K
SHOP icon
368
Shopify
SHOP
$148B
$2.68M 0.04%
18,014
+3,721
+26% +$504K
URI icon
369
United Rentals
URI
$71.1B
$2.66M 0.04%
2,783
-12
-0.4% -$10.7K
PTY icon
370
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$2.64M 0.04%
182,483
+6,882
+4% +$96.9K
CVS icon
371
CVS Health
CVS
$137B
$2.63M 0.04%
34,937
+3,070
+10% +$210K
GD icon
372
General Dynamics
GD
$105B
$2.63M 0.04%
7,719
+111
+1% +$35K
SCZ icon
373
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2.63M 0.04%
34,296
+1,580
+5% +$118K
ETR icon
374
Entergy
ETR
$54.1B
$2.63M 0.04%
28,234
+670
+2% +$58.9K
BABA icon
375
Alibaba
BABA
$269B
$2.63M 0.04%
14,693
-127
-0.9% -$16.6K
13 14
15
16 17

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.