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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBUF
3626
Innovator International Developed 10 Buffer ETF - Quarterly
IBUF
$109M
– –
-568
Closed -$16.2K
JAJL
3627
Innovator Equity Defined Protection ETF - 6mo Jan/Jul
JAJL
$258M
– –
-2,959
Closed -$84.8K
QBUF
3628
Innovator Nasdaq-100 10 Buffer ETF Quarterly
QBUF
$162M
– –
-1,261
Closed -$36.2K
ZJUL
3629
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$178M
– –
-1,473
Closed -$42.3K
SW
3630
Smurfit Westrock
SW
$25.5B
– –
-625
Closed -$26.6K
QQA
3631
Invesco QQQ Income Advantage ETF
QQA
$759M
– –
-248
Closed -$13K
MADE
3632
iShares U.S. Manufacturing ETF
MADE
$62.4M
– –
-251
Closed -$7.35K
UFOX
3633
Defiance Space and Connective Tech ETF
UFOX
$851M
– –
-600
Closed -$37K
CON
3634
Concentra Group Holdings
CON
$4.04B
– –
-600
Closed -$12.6K
LINE
3635
Lineage Inc
LINE
$9.43B
– –
-274
Closed -$10.6K
LTM
3636
LATAM Airlines Group S.A.
LTM
$14.4B
– –
-49
Closed -$2.22K
BDIV
3637
AAM Brentview Dividend Growth ETF
BDIV
$6.18M
– –
-500
Closed -$11.2K
NAUG
3638
Innovator Growth-100 Power Buffer ETF - August
NAUG
$41.3M
– –
-35
Closed -$1.01K
ZAUG
3639
Innovator Equity Defined Protection ETF - 1 Yr August
ZAUG
$97.4M
– –
-3,872
Closed -$102K
TXNM
3640
TXNM Energy Inc
TXNM
$6.47B
– –
-243
Closed -$13.7K
UCB
3641
United Community Banks
UCB
$4.22B
– –
-88
Closed -$2.76K
QMAG
3642
FT Vest Nasdaq-100 Moderate Buffer ETF - August
QMAG
$53.1M
– –
-500
Closed -$11.6K
GAP
3643
The Gap Inc
GAP
$6.84B
– –
-823
Closed -$17.6K
XOVR
3644
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
$1.82B
– –
-400
Closed -$8.45K
CPNS
3645
Calamos Nasdaq-100 Structured Alt Protection ETF - September
CPNS
$22.5M
– –
-4,517
Closed -$122K
CPST
3646
Calamos S&P 500 Structured Alt Protection ETF - September
CPST
$33.5M
– –
-4,553
Closed -$122K
KSEP
3647
Innovator U.S. Small Cap Power Buffer ETF - September
KSEP
$24.8M
– –
-162
Closed -$4.44K
ZSEP
3648
Innovator Equity Defined Protection ETF - 1 Yr September
ZSEP
$124M
– –
-5,876
Closed -$156K
SEI
3649
Solaris Energy Infrastructure
SEI
$3.31B
– –
-16
Closed -$640
SBC
3650
SBC Medical Group
SBC
$314M
– –
-33
Closed -$143
144 145
146
147 148

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.