PS
ZSEP

Principal Securities’s Innovator Equity Defined Protection ETF - 1 Yr September ZSEP Stock Holding History

Principal Securities’s Portfolio ZSEP Stock Details ZSEP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-5,876
Closed -$156K – 3649
2025
Q3 		$156K Buy
5,876
+2,628
+81% +$68.9K ﹤0.01% 1401
2025
Q2 		$84.1K Hold
3,248
– – ﹤0.01% 1615
2025
Q1 		$81.5K Hold
3,248
– – ﹤0.01% 1529
2024
Q4 		$81.5K Buy
3,248
+976
+43% +$24.4K ﹤0.01% 1523
2024
Q3 		$56.5K Buy
+2,272
New +$56.1K ﹤0.01% 1640

Other funds holding ZSEP

S
SignatureFD Atlanta, Georgia $7.49B AUM 24.82% 1-Year Est. Return
LC
Legacy CG Plano, Texas $391M AUM 22.7% 1-Year Est. Return
AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return
NWMP
Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return
CAG
Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Principal Securities's ZSEP Position: Q4 2025 in Review

Principal Securities sold out of Innovator Equity Defined Protection ETF - 1 Yr September (ZSEP) in Q4 2025, closing a stake of 5,876 shares — an estimated $156K sold.

Principal Securities first reported a position in ZSEP in Q3 2024 and held it in 5 quarters. The position peaked at $156K in Q3 2025. 81 funds tracked by Wall St. Rank hold ZSEP as of Q4 2025.

  • Principal Securities reported no remaining Innovator Equity Defined Protection ETF - 1 Yr September position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 5,876 Innovator Equity Defined Protection ETF - 1 Yr September shares in Q4 2025, an estimated $156K.
  • Principal Securities first reported a position in Innovator Equity Defined Protection ETF - 1 Yr September in Q3 2024 and held it in 5 quarters.
  • Principal Securities's Innovator Equity Defined Protection ETF - 1 Yr September position peaked at $156K in Q3 2025.
  • 81 funds tracked by Wall St. Rank held Innovator Equity Defined Protection ETF - 1 Yr September as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.