Principal Securities’s Innovator U.S. Small Cap Power Buffer ETF - September KSEP Stock Holding History

Principal Securities’s Portfolio KSEP Stock Details KSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-162	Closed	-$4.44K	–	3648
2025 Q3	$4.44K	Sell	162 -36	-18%	-$952	﹤0.01%	3006
2025 Q2	$5.06K	Hold	198	–	–	﹤0.01%	2866
2025 Q1	$5.09K	Hold	198	–	–	﹤0.01%	2768
2024 Q4	$5.09K	Buy	198 +112	+130%	+$2.91K	﹤0.01%	2765
2024 Q3	$2.19K	Buy	+86	New	+$2.17K	﹤0.01%	2928

Other funds holding KSEP

Allworth Financial Folsom, California $24.7B AUM 15.55% 1-Year Est. Return

CNBT

Canandaigua National Bank & Trust Canandaigua, New York $1.19B AUM

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Corrado Advisors Ramsey, New Jersey $192M AUM 20.53% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Principal Securities's KSEP Position: Q4 2025 in Review

Principal Securities sold out of Innovator U.S. Small Cap Power Buffer ETF - September (KSEP) in Q4 2025, closing a stake of 162 shares — an estimated $4.44K sold.

Principal Securities first reported a position in KSEP in Q3 2024 and held it in 5 quarters. The position peaked at $5.09K in Q1 2025. 37 funds tracked by Wall St. Rank hold KSEP as of Q4 2025.

Principal Securities reported no remaining Innovator U.S. Small Cap Power Buffer ETF - September position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 162 Innovator U.S. Small Cap Power Buffer ETF - September shares in Q4 2025, an estimated $4.44K.
Principal Securities first reported a position in Innovator U.S. Small Cap Power Buffer ETF - September in Q3 2024 and held it in 5 quarters.
Principal Securities's Innovator U.S. Small Cap Power Buffer ETF - September position peaked at $5.09K in Q1 2025.
37 funds tracked by Wall St. Rank held Innovator U.S. Small Cap Power Buffer ETF - September as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.