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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
301
Morgan Stanley
MS
$337B
$2.31M 0.06%
22,192
+4,509
+25% +$454K
KLAC icon
302
KLA
KLAC
$275B
$2.3M 0.06%
29,720
+2,260
+8% +$177K
VEEV icon
303
Veeva Systems
VEEV
$30.3B
$2.29M 0.06%
10,928
-961
-8% -$190K
DVY icon
304
iShares Select Dividend ETF
DVY
$24B
$2.29M 0.06%
16,979
-1,072
-6% -$139K
EMLC icon
305
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$2.28M 0.06%
89,825
+4,361
+5% +$107K
MCHP icon
306
Microchip Technology
MCHP
$42.8B
$2.28M 0.06%
28,398
+1,432
+5% +$118K
IWY icon
307
iShares Russell Top 200 Growth ETF
IWY
$16B
$2.27M 0.05%
10,308
-123,131
-92% -$26.2M
ZBRA icon
308
Zebra Technologies
ZBRA
$12.4B
$2.27M 0.05%
6,117
-151
-2% -$50.7K
SYK icon
309
Stryker
SYK
$127B
$2.26M 0.05%
6,244
+489
+8% +$169K
AGGH icon
310
Simplify Aggregate Bond ETF
AGGH
$571M
$2.25M 0.05%
103,655
+1,455
+1% +$31.2K
PAPR icon
311
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$2.22M 0.05%
61,693
-3,853
-6% -$135K
EMXC icon
312
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$2.21M 0.05%
36,190
+14,315
+65% +$859K
AMP icon
313
Ameriprise Financial
AMP
$46.8B
$2.21M 0.05%
4,702
+132
+3% +$57.3K
WEC icon
314
WEC Energy
WEC
$37.7B
$2.21M 0.05%
22,933
+2,728
+14% +$242K
UBER icon
315
Uber
UBER
$134B
$2.19M 0.05%
29,204
+7,616
+35% +$536K
MCK icon
316
McKesson
MCK
$98.5B
$2.18M 0.05%
4,407
+698
+19% +$389K
PTY icon
317
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$2.16M 0.05%
150,136
+17,604
+13% +$252K
EFA icon
318
iShares MSCI EAFE ETF
EFA
$76.4B
$2.15M 0.05%
25,730
-366
-1% -$29.4K
FTSM icon
319
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.15M 0.05%
35,873
+1,293
+4% +$77.4K
GSK icon
320
GSK
GSK
$103B
$2.15M 0.05%
52,525
-3,396
-6% -$139K
PSX icon
321
Phillips 66
PSX
$82.9B
$2.14M 0.05%
16,255
-178
-1% -$24K
SCHP icon
322
Schwab US TIPS ETF
SCHP
$16.3B
$2.13M 0.05%
79,482
+11,516
+17% +$304K
ITA icon
323
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.13M 0.05%
14,242
+1,397
+11% +$197K
MOAT icon
324
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$2.13M 0.05%
21,946
+1,220
+6% +$112K
CSGP icon
325
CoStar Group
CSGP
$11.3B
$2.11M 0.05%
28,016
-816
-3% -$61.9K
11 12
13
14 15

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.