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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLF icon
3176
Sun Life Financial
SLF
$45.6B
– –
-268
Closed -$16.1K
SLG icon
3177
SL Green Realty
SLG
$3.88B
– –
-113
Closed -$6.76K
SLGN icon
3178
Silgan Holdings
SLGN
$4.91B
– –
-959
Closed -$41.2K
SLM icon
3179
SLM Corp
SLM
$4.57B
– –
-1,068
Closed -$29.6K
SLN
3180
Silence Therapeutics
SLN
$521M
– –
-17
Closed -$88
SLNO
3181
DELISTED
Soleno Therapeutics
SLNO
– –
-7
Closed -$473
SLP icon
3182
Simulations Plus
SLP
$371M
– –
-154
Closed -$2.32K
SLRC icon
3183
SLR Investment Corp
SLRC
$706M
– –
-1,677
Closed -$25.6K
SLVM icon
3184
Sylvamo
SLVM
$1.52B
– –
-2
Closed -$88
SM icon
3185
SM Energy
SM
$7.96B
– –
-248
Closed -$6.19K
SMAY icon
3186
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$107M
– –
-1,507
Closed -$38.2K
SMB icon
3187
VanEck Short Muni ETF
SMB
$312M
– –
-4,376
Closed -$76.2K
SMDV icon
3188
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
– –
-481
Closed -$32.1K
SMG icon
3189
ScottsMiracle-Gro
SMG
$4.03B
– –
-1,195
Closed -$68.1K
SMLV icon
3190
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
– –
-625
Closed -$81.1K
SMMD icon
3191
iShares Russell 2500 ETF
SMMD
$3.58B
– –
-25
Closed -$1.84K
SMMT icon
3192
Summit Therapeutics
SMMT
$10.9B
– –
-708
Closed -$14.6K
SMMU icon
3193
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
– –
-794
Closed -$40.2K
SMOG icon
3194
VanEck Low Carbon Energy ETF
SMOG
$128M
– –
-78
Closed -$9.91K
SMP icon
3195
Standard Motor Products
SMP
$861M
– –
-36
Closed -$1.47K
SMPL icon
3196
Simply Good Foods
SMPL
$904M
– –
-565
Closed -$14K
SN icon
3197
SharkNinja
SN
$21B
– –
-417
Closed -$43K
SNAP icon
3198
Snap
SNAP
$7.32B
– –
-131
Closed -$1.01K
SNDR icon
3199
Schneider National
SNDR
$6.59B
– –
-5,083
Closed -$108K
SNDX icon
3200
Syndax Pharmaceuticals
SNDX
$1.84B
– –
-400
Closed -$6.15K
126 127
128
129 130

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.