Principal Securities’s ProShares S&P SmallCap 600 Dividend Aristocrats ETF SMDV Stock Holding History

Principal Securities’s Portfolio SMDV Stock Details SMDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-481	Closed	-$32.1K	–	3189
2025 Q3	$32.1K	Hold	481	–	–	﹤0.01%	2181
2025 Q2	$31.3K	Buy	481 +169	+54%	+$10.8K	﹤0.01%	2105
2025 Q1	$21.1K	Hold	312	–	–	﹤0.01%	2166
2024 Q4	$21.1K	Hold	312	–	–	﹤0.01%	2162
2024 Q3	$21.6K	Buy	312 +142	+84%	+$9.57K	﹤0.01%	2080
2024 Q2	$10.6K	Hold	170	–	–	﹤0.01%	2364
2024 Q1	$10.9K	Hold	170	–	–	﹤0.01%	2288
2023 Q4	$11.1K	Buy	+170	New	+$9.97K	﹤0.01%	2194

Other funds holding SMDV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

TFA

Toth Financial Advisory Leesburg, Virginia $1B AUM 19.18% 1-Year Est. Return

Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return

Principal Securities's SMDV Position: Q4 2025 in Review

Principal Securities sold out of ProShares S&P SmallCap 600 Dividend Aristocrats ETF (SMDV) in Q4 2025, closing a stake of 481 shares — an estimated $32.1K sold.

Principal Securities first reported a position in SMDV in Q4 2023 and held it in 8 quarters. The position peaked at $32.1K in Q3 2025. 136 funds tracked by Wall St. Rank hold SMDV as of Q4 2025.

Principal Securities reported no remaining ProShares S&P SmallCap 600 Dividend Aristocrats ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 481 ProShares S&P SmallCap 600 Dividend Aristocrats ETF shares in Q4 2025, an estimated $32.1K.
Principal Securities first reported a position in ProShares S&P SmallCap 600 Dividend Aristocrats ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's ProShares S&P SmallCap 600 Dividend Aristocrats ETF position peaked at $32.1K in Q3 2025.
136 funds tracked by Wall St. Rank held ProShares S&P SmallCap 600 Dividend Aristocrats ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.