Principal Securities’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Principal Securities’s Portfolio SMMU Stock Details SMMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-794	Closed	-$40.2K	–	3194
2025 Q3	$40.2K	Buy	794 +761	+2,306%	+$38.3K	﹤0.01%	2062
2025 Q2	$1.66K	Buy	33 +13	+65%	+$648	﹤0.01%	3205
2025 Q1	$997	Hold	20	–	–	﹤0.01%	3209
2024 Q4	$997	Buy	+20	New	+$1K	﹤0.01%	3202

Other funds holding SMMU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SFGP

Stonebridge Financial Group (Pennsylvania) Wormleysburg, Pennsylvania $1.32B AUM 23.07% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JAWA

John A. Wolfe & Associates Portage, Michigan $65.1M AUM

Principal Securities's SMMU Position: Q4 2025 in Review

Principal Securities sold out of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) in Q4 2025, closing a stake of 794 shares — an estimated $40.2K sold.

Principal Securities first reported a position in SMMU in Q4 2024 and held it in 4 quarters. The position peaked at $40.2K in Q3 2025. 185 funds tracked by Wall St. Rank hold SMMU as of Q4 2025.

Principal Securities reported no remaining PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 794 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q4 2025, an estimated $40.2K.
Principal Securities first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q4 2024 and held it in 4 quarters.
Principal Securities's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $40.2K in Q3 2025.
185 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.