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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMT icon
3151
Kennametal
KMT
$2.68B
$933 ﹤0.01%
36
-115
-76% -$2.86K
PFS icon
3152
Provident Financial Services
PFS
$3.11B
$928 ﹤0.01%
50
– –
RDDT icon
3153
Reddit
RDDT
$32.5B
$923 ﹤0.01%
+14
New +$865
PHIN icon
3154
Phinia Inc
PHIN
$2.9B
$921 ﹤0.01%
20
+9
+82% +$405
OII icon
3155
Oceaneering
OII
$5.25B
$920 ﹤0.01%
37
– –
JMIA
3156
Jumia Technologies
JMIA
$726M
$908 ﹤0.01%
170
+27
+19% +$200
COCO icon
3157
Vita Coco
COCO
$3.77B
$906 ﹤0.01%
32
-7
-18% -$186
IOSP icon
3158
Innospec
IOSP
$2.09B
$905 ﹤0.01%
+8
New +$931
KTB icon
3159
Kontoor Brands
KTB
$4.62B
$900 ﹤0.01%
11
-10
-48% -$714
ASND icon
3160
Ascendis Pharma A/S
ASND
$16.7B
$896 ﹤0.01%
+6
New +$810
LITE icon
3161
Lumentum
LITE
$59.4B
$887 ﹤0.01%
14
-1,230
-99% -$66.6K
HRZN icon
3162
Horizon Technology Finance
HRZN
$294M
$884 ﹤0.01%
83
– –
BLFS icon
3163
BioLife Solutions
BLFS
$1.46B
$876 ﹤0.01%
+35
New +$827
CERS icon
3164
Cerus
CERS
$587M
$870 ﹤0.01%
500
– –
BCH icon
3165
Banco de Chile
BCH
$20.6B
$861 ﹤0.01%
34
– –
TDW icon
3166
Tidewater
TDW
$3.91B
$861 ﹤0.01%
12
+6
+100% +$523
CVAC
3167
DELISTED
CureVac
CVAC
$856 ﹤0.01%
291
+114
+64% +$376
PTL icon
3168
Inspire 500 ETF
PTL
$873M
$854 ﹤0.01%
+4
New +$817
ACES icon
3169
ALPS Clean Energy ETF
ACES
$109M
$853 ﹤0.01%
29
– –
ASR icon
3170
Grupo Aeroportuario del Sureste
ASR
$8.03B
$848 ﹤0.01%
3
+1
+50% +$287
COMP icon
3171
Compass
COMP
$8.27B
$843 ﹤0.01%
138
– –
SNCY
3172
DELISTED
Sun Country Airlines
SNCY
$841 ﹤0.01%
75
-17
-18% -$192
EBS icon
3173
Emergent Biosolutions
EBS
$375M
$835 ﹤0.01%
+100
New +$909
EDIT icon
3174
Editas Medicine
EDIT
$399M
$835 ﹤0.01%
245
+50
+26% +$218
PDO
3175
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$833 ﹤0.01%
59
– –
125 126
127
128 129

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.