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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAK icon
2926
iShares US Insurance ETF
IAK
$515M
$2.19K ﹤0.01%
+17
New +$2.07K
KSEP
2927
Innovator U.S. Small Cap Power Buffer ETF - September
KSEP
$24M
$2.19K ﹤0.01%
+86
New +$2.17K
CAR icon
2928
Avis
CAR
$5.6B
$2.19K ﹤0.01%
25
-1
-4% -$90
GRFS
2929
Grifois
GRFS
$5.32B
$2.18K ﹤0.01%
246
+16
+7% +$130
VMEO
2930
DELISTED
Vimeo
VMEO
$2.18K ﹤0.01%
431
+181
+72% +$822
CX icon
2931
Cemex
CX
$17.5B
$2.17K ﹤0.01%
356
+54
+18% +$339
HOPE icon
2932
Hope Bancorp
HOPE
$1.77B
$2.16K ﹤0.01%
172
-22
-11% -$269
UG icon
2933
United-Guardian
UG
$37.7M
$2.16K ﹤0.01%
136
– –
VBTX
2934
DELISTED
Veritex Holdings
VBTX
$2.16K ﹤0.01%
82
+19
+30% +$450
NCV
2935
Virtus Convertible & Income Fund
NCV
$374M
$2.16K ﹤0.01%
154
-128
-45% -$1.74K
IPO icon
2936
Renaissance IPO ETF
IPO
$155M
$2.14K ﹤0.01%
50
-162
-76% -$6.61K
SBH icon
2937
Sally Beauty Holdings
SBH
$1.44B
$2.14K ﹤0.01%
158
– –
BRZE icon
2938
Braze
BRZE
$2.68B
$2.13K ﹤0.01%
66
+34
+106% +$1.34K
IMAX icon
2939
IMAX
IMAX
$2.45B
$2.13K ﹤0.01%
104
– –
ROIV icon
2940
Roivant Sciences
ROIV
$25.2B
$2.12K ﹤0.01%
+184
New +$2.1K
SPHR icon
2941
Sphere Entertainment
SPHR
$4.92B
$2.12K ﹤0.01%
48
-4
-8% -$172
DEA
2942
Easterly Government Properties
DEA
$1.18B
$2.1K ﹤0.01%
62
-96
-61% -$3.22K
RYLD icon
2943
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$2.1K ﹤0.01%
130
-108
-45% -$1.73K
SYNA icon
2944
Synaptics
SYNA
$4.43B
$2.1K ﹤0.01%
27
+23
+575% +$1.84K
IFN
2945
Aberdeen India Fund
IFN
$491M
$2.09K ﹤0.01%
110
– –
DOLE icon
2946
Dole
DOLE
$1.35B
$2.05K ﹤0.01%
126
-60
-32% -$896
HWC icon
2947
Hancock Whitney
HWC
$6.16B
$2.05K ﹤0.01%
40
– –
WD icon
2948
Walker & Dunlop
WD
$1.68B
$2.04K ﹤0.01%
18
+5
+38% +$523
ECX icon
2949
ECARX Holdings
ECX
$424M
$2.04K ﹤0.01%
+1,070
New +$1.86K
DEHP icon
2950
Dimensional Emerging Markets High Profitability ETF
DEHP
$416M
$2.04K ﹤0.01%
76
– –
116 117
118
119 120

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.