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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
Emcor
EME
$31.9B
| $5.3M | 0.08% |
7,174
+2,761
| +63% | +$2.01M |
2023 Q4
9 quarters
|
|
252
iShares 7-10 Year Treasury Bond ETF
IEF
$41.7B
| $5.3M | 0.08% |
55,482
+1,504
| +3% | +$145K |
2023 Q4
9 quarters
|
|
253
Altria Group
MO
$125B
| $5.28M | 0.08% |
80,072
+6,122
| +8% | +$394K |
2023 Q4
9 quarters
|
|
254
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$43.1B
| $5.23M | 0.08% |
94,288
+11,128
| +13% | +$644K |
2023 Q4
9 quarters
|
|
255
McKesson
MCK
$117B
| $5.23M | 0.08% |
6,046
+344
| +6% | +$307K |
2023 Q4
9 quarters
|
|
256
Vanguard Information Technology ETF
VGT
$147B
| $5.13M | 0.08% |
58,856
+6,488
| +12% | +$597K |
2023 Q4
9 quarters
|
|
257
iShares US Infrastructure ETF
IFRA
$4B
| $5.09M | 0.07% |
88,975
-6,502
| -7% | -$374K |
2023 Q4
9 quarters
|
|
258
IQVIA
IQV
$43.8B
| $5.07M | 0.07% |
29,713
-1,922
| -6% | -$375K |
2023 Q4
9 quarters
|
|
259
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
| $5.01M | 0.07% |
106,787
-9,178
| -8% | -$433K |
2023 Q4
9 quarters
|
|
260
Hilton Worldwide
HLT
$77.5B
| $5M | 0.07% |
16,431
-68
| -0.4% | -$20.6K |
2023 Q4
9 quarters
|
|
261
PepsiCo
PEP
$178B
| $4.96M | 0.07% |
31,934
+7,664
| +32% | +$1.19M |
2023 Q4
9 quarters
|
|
262
Capital Group Short Duration Municipal Income ETF
CGSM
$1.65B
| $4.96M | 0.07% |
188,695
+17,131
| +10% | +$454K |
2024 Q3
6 quarters
|
|
263
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
| $4.96M | 0.07% |
72,416
+5,827
| +9% | +$428K |
2023 Q4
9 quarters
|
|
264
O'Reilly Automotive
ORLY
$72B
| $4.96M | 0.07% |
53,682
+1,625
| +3% | +$152K |
2023 Q4
9 quarters
|
|
265
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
| $4.95M | 0.07% |
30,577
-6,628
| -18% | -$1.11M |
2023 Q4
9 quarters
|
|
266
Innovator US Small Cap Power Buffer ETF January
KJAN
$311M
| $4.94M | 0.07% |
118,450
+2,637
| +2% | +$112K |
2023 Q4
9 quarters
|
|
267
Enbridge
ENB
$106B
| $4.93M | 0.07% |
91,018
+2,816
| +3% | +$143K |
2023 Q4
9 quarters
|
|
268
Capital Group Dividend Growers ETF
CGDG
$5.75B
| $4.85M | 0.07% |
135,000
+17,895
| +15% | +$655K |
2024 Q3
6 quarters
|
|
269
DoubleLine Commercial Real Estate Debt ETF
DCRE
$443M
| $4.83M | 0.07% |
+92,886
| New | +$4.84M |
2026 Q1
0 quarters
|
|
270
Novartis
NVS
$287B
| $4.81M | 0.07% |
31,464
-2,904
| -8% | -$445K |
2023 Q4
9 quarters
|
|
271
Capital One
COF
$123B
| $4.79M | 0.07% |
26,239
+402
| +2% | +$84.1K |
2023 Q4
9 quarters
|
|
272
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.44B
| $4.78M | 0.07% |
18,812
+2,868
| +18% | +$785K |
2023 Q4
9 quarters
|
|
273
PIMCO Dynamic Income Fund
PDI
$6.81B
| $4.76M | 0.07% |
278,438
+23,987
| +9% | +$432K |
2023 Q4
9 quarters
|
|
274
Texas Instruments
TXN
$256B
| $4.76M | 0.07% |
24,510
+2,800
| +13% | +$567K |
2023 Q4
9 quarters
|
|
275
Intuitive Surgical
ISRG
$152B
| $4.72M | 0.07% |
10,242
+658
| +7% | +$333K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.