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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KJAN icon
251
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$4.8M 0.07%
115,813
-1,499
-1% -$61.5K
ASML icon
252
ASML
ASML
$675B
$4.78M 0.07%
4,465
+926
+26% +$966K
ORLY icon
253
O'Reilly Automotive
ORLY
$72.4B
$4.75M 0.07%
52,057
-836
-2% -$81.7K
HLT icon
254
Hilton Worldwide
HLT
$74B
$4.74M 0.07%
16,499
-1,757
-10% -$478K
NVS icon
255
Novartis
NVS
$295B
$4.74M 0.07%
34,368
-1,403
-4% -$184K
IWR icon
256
iShares Russell Mid-Cap ETF
IWR
$56.8B
$4.71M 0.07%
48,902
-778
-2% -$74.8K
MCK icon
257
McKesson
MCK
$98.5B
$4.68M 0.07%
5,702
+50
+0.9% +$40.8K
BDX icon
258
Becton Dickinson
BDX
$43.1B
$4.65M 0.07%
23,951
+2,376
+11% +$452K
JMUB icon
259
JPMorgan Municipal ETF
JMUB
$8.19B
$4.63M 0.07%
91,651
+1,405
+2% +$71.1K
ROBO icon
260
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$4.62M 0.07%
66,589
+3,772
+6% +$258K
APH icon
261
Amphenol
APH
$188B
$4.57M 0.07%
33,789
+3,320
+11% +$444K
CGSM icon
262
Capital Group Short Duration Municipal Income ETF
CGSM
$1.54B
$4.52M 0.07%
171,564
+73,179
+74% +$1.93M
SPHQ icon
263
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$4.51M 0.07%
60,145
-116,179
-66% -$8.63M
PDI icon
264
PIMCO Dynamic Income Fund
PDI
$7.4B
$4.51M 0.07%
254,451
+10,399
+4% +$191K
DEO icon
265
Diageo
DEO
$46.2B
$4.47M 0.07%
51,805
-2,823
-5% -$260K
XLK icon
266
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.45M 0.07%
30,876
+298
+1% +$43K
AGGH icon
267
Simplify Aggregate Bond ETF
AGGH
$571M
$4.43M 0.07%
213,832
+70,777
+49% +$1.47M
AIRR icon
268
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$4.37M 0.07%
44,454
+21,082
+90% +$2.07M
CHKP icon
269
Check Point Software Technologies
CHKP
$13.3B
$4.35M 0.07%
23,460
+2,759
+13% +$533K
ITM icon
270
VanEck Intermediate Muni ETF
ITM
$2.14B
$4.33M 0.07%
91,826
+5,705
+7% +$268K
CDNS icon
271
Cadence Design Systems
CDNS
$90B
$4.33M 0.07%
13,842
+1,499
+12% +$489K
CIBR icon
272
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$4.32M 0.07%
60,531
+1,066
+2% +$79.9K
APP icon
273
Applovin
APP
$132B
$4.32M 0.07%
6,414
+83
+1% +$52.3K
NOCT icon
274
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
$4.3M 0.07%
74,250
+9,849
+15% +$565K
RYLD icon
275
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$4.3M 0.07%
+280,831
New +$4.3M
9 10
11
12 13

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.