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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYE icon
2701
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$10.4K ﹤0.01%
350
– –
STN icon
2702
Stantec
STN
$8.05B
$10.3K ﹤0.01%
96
– –
SXT icon
2703
Sensient Technologies
SXT
$5.32B
$10.3K ﹤0.01%
110
+36
+49% +$3.94K
PECO icon
2704
Phillips Edison & Co
PECO
$5.46B
$10.3K ﹤0.01%
300
-149
-33% -$5.16K
ACRE
2705
Ares Commercial Real Estate
ACRE
$257M
$10.2K ﹤0.01%
+2,270
New +$10.5K
HP icon
2706
Helmerich & Payne
HP
$3.36B
$10.2K ﹤0.01%
462
-839
-64% -$15.5K
ABCB icon
2707
Ameris Bancorp
ABCB
$5.77B
$10.2K ﹤0.01%
139
+59
+74% +$4.15K
BKU icon
2708
Bankunited
BKU
$3.36B
$10.2K ﹤0.01%
267
+14
+6% +$530
XFLT
2709
XAI Floating Rate & Alternative Income Trust
XFLT
$279M
$10.2K ﹤0.01%
+384
New +$10.6K
IDEC icon
2710
Innovator International Developed Power Buffer ETF December
IDEC
$42.2M
$10.2K ﹤0.01%
327
– –
WD icon
2711
Walker & Dunlop
WD
$1.69B
$10.1K ﹤0.01%
121
+70
+137% +$5.64K
PPTA
2712
Perpetua Resources
PPTA
$2.28B
$10.1K ﹤0.01%
500
+100
+25% +$1.69K
SNOV icon
2713
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$10.1K ﹤0.01%
409
– –
CSWC icon
2714
Capital Southwest
CSWC
$1.46B
$10.1K ﹤0.01%
+462
New +$10.5K
PNNT
2715
Pennant Park Investment Corp
PNNT
$219M
$10.1K ﹤0.01%
1,500
+1,000
+200% +$7.12K
BEKE icon
2716
KE Holdings
BEKE
$17.4B
$10.1K ﹤0.01%
529
-2
-0.4% -$37
HYS icon
2717
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$10K ﹤0.01%
105
– –
EWC icon
2718
iShares MSCI Canada ETF
EWC
$6.13B
$10K ﹤0.01%
198
-46
-19% -$2.21K
EFT
2719
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$10K ﹤0.01%
850
– –
BRSP
2720
BrightSpire Capital
BRSP
$683M
$9.99K ﹤0.01%
+1,840
New +$10K
FORTY
2721
Formula Systems
FORTY
$1.75B
$9.96K ﹤0.01%
71
– –
WINA icon
2722
Winmark
WINA
$1.23B
$9.96K ﹤0.01%
20
-1
-5% -$429
SMOG icon
2723
VanEck Low Carbon Energy ETF
SMOG
$128M
$9.91K ﹤0.01%
78
– –
FSCO
2724
FS Credit Opportunities Corp
FSCO
$993M
$9.89K ﹤0.01%
+1,432
New +$10.5K
OPLN
2725
Openlane
OPLN
$4.25B
$9.84K ﹤0.01%
342
– –
107 108
109
110 111

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.