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Principal Securities’s Capital Southwest CSWC Stock Holding History

Principal Securities’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-462
Closed -$10.1K – 1794
2025
Q3 		$10.1K Buy
+462
New +$10.5K ﹤0.01% 2714
2024
Q2 		– Sell
-14
Closed -$349 – 3411
2024
Q1 		$349 Buy
+14
New +$341 ﹤0.01% 3185

Other funds holding CSWC

VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBP
Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Principal Securities's CSWC Position: Q4 2025 in Review

Principal Securities sold out of Capital Southwest (CSWC) in Q4 2025, closing a stake of 462 shares — an estimated $10.1K sold.

Principal Securities first reported a position in CSWC in Q1 2024 and held it in 2 quarters. The position peaked at $10.1K in Q3 2025. 162 funds tracked by Wall St. Rank hold CSWC as of Q4 2025.

  • Principal Securities reported no remaining Capital Southwest position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 462 Capital Southwest shares in Q4 2025, an estimated $10.1K.
  • Principal Securities first reported a position in Capital Southwest in Q1 2024 and held it in 2 quarters.
  • Principal Securities's Capital Southwest position peaked at $10.1K in Q3 2025.
  • 162 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.