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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVER icon
2576
EverQuote
EVER
$929M
$6.62K ﹤0.01%
314
-340
-52% -$7.77K
DWM icon
2577
WisdomTree International Equity Fund
DWM
$670M
$6.62K ﹤0.01%
115
– –
FICS icon
2578
First Trust International Developed Capital Strength ETF
FICS
$215M
$6.6K ﹤0.01%
176
– –
XME icon
2579
State Street SPDR S&P Metals & Mining ETF
XME
$3.96B
$6.59K ﹤0.01%
103
– –
RSPG icon
2580
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$552M
$6.59K ﹤0.01%
+86
New +$6.77K
AMG icon
2581
Affiliated Managers Group
AMG
$9.61B
$6.58K ﹤0.01%
37
+31
+517% +$5.26K
NSA
2582
DELISTED
National Storage Affiliates Trust
NSA
$6.55K ﹤0.01%
136
– –
MDIV icon
2583
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$6.54K ﹤0.01%
393
– –
HSCZ icon
2584
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$241M
$6.53K ﹤0.01%
200
– –
BSTZ icon
2585
BlackRock Science and Technology Term Trust
BSTZ
$1.93B
$6.49K ﹤0.01%
338
+11
+3% +$210
BANC icon
2586
Banc of California
BANC
$3.21B
$6.45K ﹤0.01%
438
+23
+6% +$319
NTES icon
2587
NetEase
NTES
$79.2B
$6.45K ﹤0.01%
69
-2,999
-98% -$262K
EWM icon
2588
iShares MSCI Malaysia ETF
EWM
$307M
$6.44K ﹤0.01%
238
– –
MHK icon
2589
Mohawk Industries
MHK
$7.05B
$6.43K ﹤0.01%
40
-17
-30% -$2.45K
THRM icon
2590
Gentherm
THRM
$1.29B
$6.42K ﹤0.01%
138
+18
+15% +$893
PHYS icon
2591
Sprott Physical Gold
PHYS
$14.7B
$6.42K ﹤0.01%
315
– –
STNE icon
2592
StoneCo
STNE
$2.65B
$6.42K ﹤0.01%
570
– –
EMO
2593
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$6.41K ﹤0.01%
152
-8
-5% -$324
SMR icon
2594
NuScale Power
SMR
$2.96B
$6.4K ﹤0.01%
553
+200
+57% +$2.04K
SFEB
2595
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$127M
$6.39K ﹤0.01%
300
– –
IXG icon
2596
iShares Global Financials ETF
IXG
$676M
$6.34K ﹤0.01%
67
+10
+18% +$900
CSTM icon
2597
Constellium
CSTM
$4.02B
$6.33K ﹤0.01%
389
+11
+3% +$187
ASGI
2598
abrdn Global Infrastructure Income Fund
ASGI
$762M
$6.31K ﹤0.01%
+312
New +$5.99K
ETSY icon
2599
Etsy
ETSY
$7.96B
$6.22K ﹤0.01%
112
-12
-10% -$681
BSMO
2600
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$6.21K ﹤0.01%
250
– –
102 103
104
105 106

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.