PS
SFEB

Principal Securities’s FT Vest US Small Cap Moderate Buffer ETF February SFEB Stock Holding History

Principal Securities’s Portfolio SFEB Stock Details SFEB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-200
Closed -$4.56K – 3586
2025
Q3 		$4.56K Hold
200
– – ﹤0.01% 2995
2025
Q2 		$4.27K Sell
200
-100
-33% -$2.05K ﹤0.01% 2909
2025
Q1 		$6.45K Hold
300
– – ﹤0.01% 2687
2024
Q4 		$6.45K Hold
300
– – ﹤0.01% 2684
2024
Q3 		$6.39K Hold
300
– – ﹤0.01% 2596
2024
Q2 		$6.03K Hold
300
– – ﹤0.01% 2578
2024
Q1 		$6.11K Buy
+300
New +$5.99K ﹤0.01% 2535

Other funds holding SFEB

BWS
BFI Wealth Solutions Dallas, Texas $104M AUM
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
DI
Diligent Investors Redlands, California $404M AUM 17.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
SWA
SOA Wealth Advisors New York $595M AUM 25.98% 1-Year Est. Return

Principal Securities's SFEB Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Small Cap Moderate Buffer ETF February (SFEB) in Q4 2025, closing a stake of 200 shares — an estimated $4.56K sold.

Principal Securities first reported a position in SFEB in Q1 2024 and held it in 7 quarters. The position peaked at $6.45K in Q1 2025. 38 funds tracked by Wall St. Rank hold SFEB as of Q4 2025.

  • Principal Securities reported no remaining FT Vest US Small Cap Moderate Buffer ETF February position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 200 FT Vest US Small Cap Moderate Buffer ETF February shares in Q4 2025, an estimated $4.56K.
  • Principal Securities first reported a position in FT Vest US Small Cap Moderate Buffer ETF February in Q1 2024 and held it in 7 quarters.
  • Principal Securities's FT Vest US Small Cap Moderate Buffer ETF February position peaked at $6.45K in Q1 2025.
  • 38 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF February as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.