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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAS icon
2476
Dimensional US Small Cap ETF
DFAS
$15.4B
$9.02K ﹤0.01%
139
-5
-3% -$313
ARKX icon
2477
ARK Space & Defense Innovation ETF
ARKX
$796M
$9.01K ﹤0.01%
556
+211
+61% +$3.19K
ITRI icon
2478
Itron
ITRI
$3.76B
$8.97K ﹤0.01%
84
-11
-12% -$1.11K
BROS icon
2479
Dutch Bros
BROS
$9.01B
$8.97K ﹤0.01%
280
– –
SRVR icon
2480
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
$8.95K ﹤0.01%
278
+1
+0.4% +$30
TPH
2481
DELISTED
Tri Pointe Homes
TPH
$8.93K ﹤0.01%
197
+45
+30% +$1.93K
URBN icon
2482
Urban Outfitters
URBN
$6.22B
$8.93K ﹤0.01%
233
-13
-5% -$528
RLY icon
2483
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$8.91K ﹤0.01%
310
+59
+24% +$1.65K
COMB icon
2484
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$148M
$8.89K ﹤0.01%
434
– –
DHT icon
2485
DHT Holdings
DHT
$2.95B
$8.88K ﹤0.01%
805
+282
+54% +$3.11K
GFS icon
2486
GlobalFoundries
GFS
$29.2B
$8.86K ﹤0.01%
220
+20
+10% +$928
SFBS
2487
ServisFirst Bancshares
SFBS
$4.82B
$8.85K ﹤0.01%
110
+6
+6% +$457
CNOB icon
2488
Center Bancorp
CNOB
$1.65B
$8.84K ﹤0.01%
353
– –
GOLD
2489
Gold.com Inc
GOLD
$1.19B
$8.83K ﹤0.01%
200
– –
AGO icon
2490
Assured Guaranty
AGO
$3.78B
$8.83K ﹤0.01%
111
-23
-17% -$1.81K
ACHC icon
2491
Acadia Healthcare
ACHC
$2.99B
$8.81K ﹤0.01%
139
+2
+1% +$144
SHAK icon
2492
Shake Shack
SHAK
$2.48B
$8.77K ﹤0.01%
85
+6
+8% +$578
SMOG icon
2493
VanEck Low Carbon Energy ETF
SMOG
$128M
$8.76K ﹤0.01%
78
– –
TXNM
2494
TXNM Energy Inc
TXNM
$6.44B
$8.75K ﹤0.01%
+200
New +$8.12K
NTST
2495
NETSTREIT Corp
NTST
$2.13B
$8.74K ﹤0.01%
529
-15
-3% -$248
VMD icon
2496
Viemed Healthcare
VMD
$465M
$8.74K ﹤0.01%
1,192
– –
UGP icon
2497
Ultrapar
UGP
$6.71B
$8.7K ﹤0.01%
2,243
+45
+2% +$185
GMS
2498
DELISTED
GMS Inc
GMS
$8.7K ﹤0.01%
96
-7
-7% -$619
ADUS icon
2499
Addus HomeCare
ADUS
$2.16B
$8.65K ﹤0.01%
65
-43
-40% -$5.43K
NXRT
2500
NexPoint Residential Trust
NXRT
$671M
$8.63K ﹤0.01%
196
+19
+11% +$828
98 99
100
101 102

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.