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Principal Securities’s ARK Space & Defense Innovation ETF ARKX Stock Holding History

Principal Securities’s Portfolio ARKX Stock Details ARKX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-3,011
Closed -$86K – 1471
2025
Q3 		$86K Buy
3,011
+1,048
+53% +$27.5K ﹤0.01% 1663
2025
Q2 		$47.4K Buy
1,963
+656
+50% +$13.1K ﹤0.01% 1909
2025
Q1 		$25.5K Hold
1,307
– – ﹤0.01% 2086
2024
Q4 		$25.5K Buy
1,307
+751
+135% +$13.5K ﹤0.01% 2081
2024
Q3 		$9.01K Buy
556
+211
+61% +$3.19K ﹤0.01% 2478
2024
Q2 		$5.15K Buy
+345
New +$5.15K ﹤0.01% 2632

Other funds holding ARKX

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
QC
Quadrature Capital London, United Kingdom $8.4B AUM 63.34% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
WWM
WJ Wealth Management Glendale, Arizona $214M AUM 22.92% 1-Year Est. Return
EAM
Eschler Asset Management London, United Kingdom $100M AUM 83.94% 1-Year Est. Return
CIC
Canal Insurance Company Greenville, South Carolina $465M AUM 46.97% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Principal Securities's ARKX Position: Q4 2025 in Review

Principal Securities sold out of ARK Space & Defense Innovation ETF (ARKX) in Q4 2025, closing a stake of 3,011 shares — an estimated $86K sold.

Principal Securities first reported a position in ARKX in Q2 2024 and held it in 6 quarters. The position peaked at $86K in Q3 2025. 116 funds tracked by Wall St. Rank hold ARKX as of Q4 2025.

  • Principal Securities reported no remaining ARK Space & Defense Innovation ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 3,011 ARK Space & Defense Innovation ETF shares in Q4 2025, an estimated $86K.
  • Principal Securities first reported a position in ARK Space & Defense Innovation ETF in Q2 2024 and held it in 6 quarters.
  • Principal Securities's ARK Space & Defense Innovation ETF position peaked at $86K in Q3 2025.
  • 116 funds tracked by Wall St. Rank held ARK Space & Defense Innovation ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.