OTA Financial Group’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

OTA Financial Group’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-14,932	Closed	-$270K	–	58
2019 Q2	$270K	Buy	+14,932	New	+$269K	0.21%	44
2019 Q1	–	Sell	-32,034	Closed	-$491K	–	60
2018 Q4	$491K	Buy	32,034 +7,996	+33%	+$129K	0.23%	37
2018 Q3	$420K	Hold	24,038	–	–	0.17%	44
2018 Q2	$420K	Buy	+24,038	New	+$427K	0.16%	51
2014 Q1	$203K	Buy	+11,241	New	+$206K	0.19%	62

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

OTA Financial Group's PTY Position: Q3 2019 in Review

OTA Financial Group sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q3 2019, closing a stake of 14,932 shares — an estimated $270K sold.

OTA Financial Group first reported a position in PTY in Q1 2014 and held it in 5 quarters. The position peaked at $491K in Q4 2018. 92 funds tracked by Wall St. Rank hold PTY as of Q3 2019.

OTA Financial Group reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q3 2019 after selling out during the quarter.
OTA Financial Group sold 14,932 PIMCO Corporate & Income Opportunity Fund shares in Q3 2019, an estimated $270K.
OTA Financial Group first reported a position in PIMCO Corporate & Income Opportunity Fund in Q1 2014 and held it in 5 quarters.
OTA Financial Group's PIMCO Corporate & Income Opportunity Fund position peaked at $491K in Q4 2018.
92 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2019.

Based on OTA Financial Group's 13F filing for Q3 2019, filed 28 Oct 2019.