Northern Trust’s Invesco Preferred ETF PGX Stock Holding History

Northern Trust’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-10,639	Closed	-$116K	–	4521
2023 Q3	$116K	Sell	10,639 -26,842	-72%	-$300K	﹤0.01%	3977
2023 Q2	$426K	Sell	37,481 -2,996	-7%	-$34K	﹤0.01%	3587
2023 Q1	$465K	Sell	40,477 -8,190	-17%	-$98.3K	﹤0.01%	3501
2022 Q4	$544K	Buy	48,667 +13,802	+40%	+$160K	﹤0.01%	3473
2022 Q3	$414K	Buy	34,865 +146	+0.4%	+$1.84K	﹤0.01%	3578
2022 Q2	$428K	Sell	34,719 -2,725	-7%	-$34.3K	﹤0.01%	3594
2022 Q1	$508K	Sell	37,444 -22,775	-38%	-$317K	﹤0.01%	3738
2021 Q4	$903K	Sell	60,219 -1,906	-3%	-$28.4K	﹤0.01%	3584
2021 Q3	$934K	Buy	62,125 +2,169	+4%	+$32.9K	﹤0.01%	3577
2021 Q2	$919K	Sell	59,956 -9,943	-14%	-$150K	﹤0.01%	3547
2021 Q1	$1.05M	Buy	69,899 +20,441	+41%	+$304K	﹤0.01%	3573
2020 Q4	$755K	Buy	49,458 +37,309	+307%	+$560K	﹤0.01%	3610
2020 Q3	$179K	Buy	+12,149	New	+$178K	﹤0.01%	3843
2019 Q4	–	Sell	-21,019	Closed	-$316K	–	4285
2019 Q3	$316K	Sell	21,019 -14,076	-40%	-$210K	﹤0.01%	3647
2019 Q2	$513K	Buy	+35,095	New	+$512K	﹤0.01%	3548
2017 Q4	–	Sell	-13,898	Closed	-$209K	–	4265
2017 Q3	$209K	Buy	+13,898	New	+$210K	﹤0.01%	3788
2017 Q1	–	Sell	-22,206	Closed	-$316K	–	4267
2016 Q4	$316K	Buy	22,206 +6,166	+38%	+$89.8K	﹤0.01%	3644
2016 Q3	$243K	Sell	16,040 -11,735	-42%	-$179K	﹤0.01%	3677
2016 Q2	$423K	Buy	27,775 +5,679	+26%	+$85.3K	﹤0.01%	3550
2016 Q1	$330K	Buy	+22,096	New	+$325K	﹤0.01%	3566
2015 Q4	–	Sell	-14,200	Closed	-$207K	–	4307
2015 Q3	$207K	Sell	14,200 -33,422	-70%	-$489K	﹤0.01%	3731
2015 Q2	$692K	Buy	47,622 +9,831	+26%	+$145K	﹤0.01%	3464
2015 Q1	$564K	Buy	37,791 +2,791	+8%	+$41.4K	﹤0.01%	3574
2014 Q4	$515K	Hold	35,000	–	–	﹤0.01%	3539
2014 Q3	$506K	Buy	35,000 +10,000	+40%	+$145K	﹤0.01%	3568
2014 Q2	$366K	Hold	25,000	–	–	﹤0.01%	3686
2014 Q1	$357K	Sell	25,000 -2,000	-7%	-$27.9K	﹤0.01%	3630
2013 Q4	$363K	Sell	27,000 -35,285	-57%	-$481K	﹤0.01%	3571
2013 Q3	$852K	Buy	62,285 +37,285	+149%	+$517K	﹤0.01%	3368
2013 Q2	$357K	Buy	+25,000	New	+$368K	﹤0.01%	3525

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Northern Trust's PGX Position: Q4 2023 in Review

Northern Trust sold out of Invesco Preferred ETF (PGX) in Q4 2023, closing a stake of 10,639 shares — an estimated $116K sold.

Northern Trust first reported a position in PGX in Q2 2013 and held it in 30 quarters. The position peaked at $1.05M in Q1 2021. 494 funds tracked by Wall St. Rank hold PGX as of Q4 2023.

Northern Trust reported no remaining Invesco Preferred ETF position as of Q4 2023 after selling out during the quarter.
Northern Trust sold 10,639 Invesco Preferred ETF shares in Q4 2023, an estimated $116K.
Northern Trust first reported a position in Invesco Preferred ETF in Q2 2013 and held it in 30 quarters.
Northern Trust's Invesco Preferred ETF position peaked at $1.05M in Q1 2021.
494 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q4 2023.

Based on Northern Trust's 13F filing for Q4 2023, filed 13 Feb 2024.