Nomura Holdings
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Nomura Holdings’s PhenixFIN PFX Stock Holding History

Nomura Holdings’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-847
Closed -$161K – 2144
2014
Q4 		$161K Sell
847
-933
-52% -$203K ﹤0.01% 2096
2014
Q3 		$423K Buy
1,780
+722
+68% +$185K ﹤0.01% 1935
2014
Q2 		$276K Buy
+1,058
New +$271K ﹤0.01% 2188

Other funds holding PFX

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PAM
PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Nomura Holdings's PFX Position: Q1 2015 in Review

Nomura Holdings sold out of PhenixFIN (PFX) in Q1 2015, closing a stake of 847 shares — an estimated $161K sold.

Nomura Holdings first reported a position in PFX in Q2 2014 and held it in 3 quarters. The position peaked at $423K in Q3 2014. 92 funds tracked by Wall St. Rank hold PFX as of Q1 2015.

  • Nomura Holdings reported no remaining PhenixFIN position as of Q1 2015 after selling out during the quarter.
  • Nomura Holdings sold 847 PhenixFIN shares in Q1 2015, an estimated $161K.
  • Nomura Holdings first reported a position in PhenixFIN in Q2 2014 and held it in 3 quarters.
  • Nomura Holdings's PhenixFIN position peaked at $423K in Q3 2014.
  • 92 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2015.

Based on Nomura Holdings's 13F filing for Q1 2015, filed 15 May 2015.