NMC

Nine Masts Capital Portfolio holdings

AUM $254M
This Quarter Return
-2.45%
1 Year Return
+27.38%
3 Year Return
+51.58%
5 Year Return
+54.97%
10 Year Return
+57.94%
AUM
$528M
AUM Growth
+$528M
Cap. Flow
+$20M
Cap. Flow %
3.8%
Top 10 Hldgs %
60.57%
Holding
106
New
25
Increased
26
Reduced
16
Closed
20

Top Buys

1
SMFG icon
Sumitomo Mitsui Financial
SMFG
$41.6M
2
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$23.3M
3
HMIN
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$10.6M
4
MUFG icon
Mitsubishi UFJ Financial
MUFG
$9.45M
5
NMR icon
Nomura Holdings
NMR
$7.52M

Top Sells

1
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$36M
2
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
$33.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$22.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
$10.5M
5
CEO
CNOOC Limited
CEO
$9.41M

Sector Composition

1 Technology 23.31%
2 Financials 15.59%
3 Consumer Discretionary 6.75%
4 Communication Services 5.99%
5 Utilities 1.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BTZ icon
76
BlackRock Credit Allocation Income Trust
BTZ
$1.02B
– –
-18,652
Closed -$230K
DSL
77
DoubleLine Income Solutions Fund
DSL
$1.43B
– –
-61,700
Closed -$1M
EEM icon
78
iShares MSCI Emerging Markets ETF
EEM
$19B
– –
0
– –
ETJ
79
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$604M
– –
-69,375
Closed -$705K
EVV
80
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
– –
-34,660
Closed -$442K
FTDS icon
81
First Trust Dividend Strength ETF
FTDS
$27.6M
– –
0
– –
FXI icon
82
iShares China Large-Cap ETF
FXI
$6.65B
– –
-296,366
Closed -$10.5M
GE icon
83
GE Aerospace
GE
$293B
– –
0
– –
HYG icon
84
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
– –
-284,558
Closed -$22.9M
HYT icon
85
BlackRock Corporate High Yield Fund
HYT
$1.46B
– –
-47,105
Closed -$461K
INFY icon
86
Infosys
INFY
$69B
– –
-55,065
Closed -$921K
ISD
87
PGIM High Yield Bond Fund
ISD
$484M
– –
-14,705
Closed -$215K
IWM icon
88
iShares Russell 2000 ETF
IWM
$66.6B
– –
0
– –
PG icon
89
Procter & Gamble
PG
$370B
– –
0
– –
RMD icon
90
ResMed
RMD
$39.4B
– –
-9,420
Closed -$506K
SPY icon
91
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
VYX icon
92
NCR Voyix
VYX
$1.76B
– –
-100,000
Closed -$2.45M
LFC
93
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-41,600
Closed -$672K
FTRPR
94
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
0
– -$4.58M
VIXH
95
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
– –
0
– –
NIO
96
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-21,700
Closed -$311K
MR
97
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
– –
-1,327,187
Closed -$36M
OVTI
98
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-1,151,898
Closed -$33.4M
CEO
99
DELISTED
CNOOC Limited
CEO
– –
-90,412
Closed -$9.41M
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