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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$535M
AUM Growth
+$47.3M
Cap. Flow
+$217M
Cap. Flow %
40.61%
Top 10 Hldgs %
59.76%
Holding
110
New
31
Increased
28
Reduced
18
Closed
24

Top Buys

1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$42.8M
2
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
+$22.3M
3
HMIN
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
+$10.3M
4
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$9.95M
5
NMR icon
Nomura Holdings
NMR
+$7.96M

Top Sells

1
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$36M
2
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$33.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$10.5M
5
HSBC icon
HSBC
HSBC
+$9.6M

Sector Composition

1 Technology 23%
2 Financials 15.38%
3 Consumer Discretionary 6.66%
4 Communication Services 5.91%
5 Utilities 1.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
76
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$45K 0.01%
+300,000
New +$58.5M
VIXH
77
CALL
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$38K 0.01%
+300,000
New +$6.84M
GHY
78
PGIM Global High Yield Fund
GHY
$483M
$37K 0.01%
2,500
-18,884
-88% -$267K
PG icon
79
CALL
Procter & Gamble
PG
$348B
$35K 0.01%
+17,300
New +$1.39M
PG icon
80
PUT
Procter & Gamble
PG
$348B
$32K 0.01%
+17,300
New +$1.39M
GE icon
81
PUT
GE Aerospace
GE
$364B
$23K ﹤0.01%
74,743
-118,061
-61% -$16.7M
ADX icon
82
Adams Diversified Equity Fund
ADX
$3.18B
– –
-9,200
Closed -$118K
AWF
83
AllianceBernstein Global High Income Fund
AWF
$873M
– –
-14,599
Closed -$157K
BGB
84
Blackstone Strategic Credit 2027 Term Fund
BGB
$504M
– –
-56,231
Closed -$752K
BTZ icon
85
BlackRock Credit Allocation Income Trust
BTZ
$954M
– –
-18,652
Closed -$230K
DSL
86
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-61,700
Closed -$1M
ETJ
87
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-69,375
Closed -$705K
EVV
88
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
– –
-34,660
Closed -$442K
FTDS icon
89
CALL
First Trust Dividend Strength ETF
FTDS
$37.9M
– –
-100,000
Closed -$135K
FXI icon
90
CALL
iShares China Large-Cap ETF
FXI
$4.59B
– –
-1,600,000
Closed -$8K
FXI icon
91
iShares China Large-Cap ETF
FXI
$4.59B
– –
-296,366
Closed -$10.5M
FXI icon
92
PUT
iShares China Large-Cap ETF
FXI
$4.59B
– –
-500,000
Closed -$923K
HYG icon
93
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
– –
-284,558
Closed -$22.9M
HYT icon
94
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-47,105
Closed -$461K
INFY icon
95
Infosys
INFY
$46.3B
– –
-110,130
Closed -$921K
ISD
96
PGIM High Yield Bond Fund
ISD
$422M
– –
-14,705
Closed -$215K
JPC icon
97
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
– –
-25,500
Closed -$234K
RMD icon
98
ResMed
RMD
$28.9B
– –
-9,420
Closed -$506K
SPY icon
99
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$775B
– –
-100,000
Closed -$539K
VYX icon
100
NCR Voyix
VYX
$1.12B
– –
-163,000
Closed -$2.45M
1 2 3
4
5

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M
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Nine Masts Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Nine Masts Capital held 110 positions worth $535M, up 9.7% from $487M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nine Masts Capital deployed $217M of net new capital in Q1 2016, opening 31 new positions and adding to 28 existing holdings. Its largest new stake was iKang Healthcare Group, Inc.: 304,106 shares worth $6.65M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 20% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was HSBC, an estimated $9.6M trimmed.

  • Nine Masts Capital's largest Q1 2016 buy was iKang Healthcare Group, Inc.: 304,106 shares worth $6.65M.
  • Nine Masts Capital added most to Sumitomo Mitsui Financial in Q1 2016, an estimated $42.8M increase.
  • Nine Masts Capital's biggest Q1 2016 reduction was HSBC, cutting an estimated $9.6M.
  • Nine Masts Capital fully exited MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A in Q1 2016, selling an estimated $36M.
  • Nine Masts Capital's ten largest holdings make up 60% of its $535M portfolio in Q1 2016.
  • Nine Masts Capital opened 31 new positions and closed 24 in Q1 2016.
  • Nine Masts Capital's portfolio value rose 9.7% quarter-over-quarter to $535M.

Based on Nine Masts Capital's 13F filing for Q1 2016, filed 16 May 2016.