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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+0.68%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$415M
AUM Growth
-$119M
Cap. Flow
-$263M
Cap. Flow %
-63.37%
Top 10 Hldgs %
68.17%
Holding
106
New
19
Increased
13
Reduced
15
Closed
52

Top Buys

Rank Stock Value
1
ASX icon
ASE Group
ASX
+$14M
2
TSM icon
TSMC
TSM
+$12.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.6M
4
SONY icon
Sony
SONY
+$7.81M
5
EJ
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
+$7.44M

Top Sells

Rank Stock Value
1
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$37.8M
2
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
+$31.9M
3
HMIN
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
+$22.7M
4
CHAD
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
+$10.5M
5
CCL icon
Carnival Corporation Ltd
CCL
+$9.56M

Sector Composition

Rank Sector Weight
1 Technology 20.08%
2 Financials 15.35%
3 Communication Services 3.04%
4 Utilities 2.36%
5 Consumer Discretionary 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
51
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
– –
-103,717
Closed -$782K
BHP icon
52
BHP
BHP
$212B
– –
-6,166
Closed -$142K
BIDU icon
53
Baidu
BIDU
$36.5B
– –
-28,000
Closed -$5.34M
CCD
54
Calamos Dynamic Convertible & Income Fund
CCD
$722M
– –
-168,935
Closed -$2.92M
CCL icon
55
Carnival Corporation Ltd
CCL
$34.6B
– –
-181,159
Closed -$9.56M
CHI
56
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
– –
-551,446
Closed -$5.23M
CHY
57
Calamos Convertible and High Income Fund
CHY
$1.05B
– –
-317,750
Closed -$3.3M
EDD
58
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
– –
-243,131
Closed -$1.86M
EDU icon
59
New Oriental
EDU
$7.85B
– –
-33,380
Closed -$1.16M
EEM icon
60
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-700,000
Closed -$3.8M
EEM icon
61
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-1,200,000
Closed -$160K
GAB icon
62
Gabelli Equity Trust
GAB
$1.72B
– –
-86,619
Closed -$456K
GDV icon
63
Gabelli Dividend & Income Trust
GDV
$2.59B
– –
-18,347
Closed -$339K
GE icon
64
CALL
GE Aerospace
GE
$362B
– –
-74,743
Closed -$774K
GE icon
65
PUT
GE Aerospace
GE
$362B
– –
-74,743
Closed -$23K
GHY
66
PGIM Global High Yield Fund
GHY
$486M
– –
-2,500
Closed -$37K
HCM icon
67
HUTCHMED
HCM
$1.88B
– –
-10,000
Closed -$132K
HSBC icon
68
HSBC
HSBC
$349B
– –
-201,192
Closed -$5.59M
IBN icon
69
ICICI Bank
IBN
$105B
– –
-374,000
Closed -$2.43M
IWM icon
70
CALL
iShares Russell 2000 ETF
IWM
$81.2B
– –
-900,000
Closed -$2.07M
IWM icon
71
PUT
iShares Russell 2000 ETF
IWM
$81.2B
– –
-1,020,000
Closed -$173K
JD icon
72
JD.com
JD
$40.6B
– –
-190,000
Closed -$5.04M
KEP icon
73
Korea Electric Power
KEP
$15.5B
– –
-7,624
Closed -$201K
MLCO icon
74
Melco Resorts & Entertainment
MLCO
$2.16B
– –
-87,000
Closed -$1.44M
MOMO
75
Hello Group
MOMO
$870M
– –
-252,500
Closed -$2.84M
1 2
3
4

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HI
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CGIC
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CL
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CPA
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IIC
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MCM
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SSA
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Nine Masts Capital's Q2 2016 Portfolio in Review

As of Q2 2016, Nine Masts Capital held 106 positions worth $415M, down 22% from $535M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Nine Masts Capital withdrew a net $263M in Q2 2016, closing 52 positions and reducing 15 holdings. Its most notable exit was YOUKU TUDOU INC.(CAYMAN ISLS), an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 23% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Nine Masts Capital opened a new position in TSMC worth $13.3M.

  • Nine Masts Capital's largest Q2 2016 buy was TSMC: 505,820 shares worth $13.3M.
  • Nine Masts Capital added most to ASE Group in Q2 2016, an estimated $14M increase.
  • Nine Masts Capital's biggest Q2 2016 reduction was QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS, cutting an estimated $31.9M.
  • Nine Masts Capital fully exited YOUKU TUDOU INC.(CAYMAN ISLS) in Q2 2016, selling an estimated $37.8M.
  • Nine Masts Capital's ten largest holdings make up 68% of its $415M portfolio in Q2 2016.
  • Nine Masts Capital opened 19 new positions and closed 52 in Q2 2016.
  • Nine Masts Capital's portfolio value fell 22% quarter-over-quarter to $415M.

Based on Nine Masts Capital's 13F filing for Q2 2016, filed 9 Aug 2016.