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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$535M
AUM Growth
+$47.3M
Cap. Flow
+$217M
Cap. Flow %
40.61%
Top 10 Hldgs %
59.76%
Holding
110
New
31
Increased
28
Reduced
18
Closed
24

Top Buys

1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$42.8M
2
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
+$22.3M
3
HMIN
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
+$10.3M
4
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$9.95M
5
NMR icon
Nomura Holdings
NMR
+$7.96M

Top Sells

1
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$36M
2
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$33.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$10.5M
5
HSBC icon
HSBC
HSBC
+$9.6M

Sector Composition

1 Technology 23%
2 Financials 15.38%
3 Consumer Discretionary 6.66%
4 Communication Services 5.91%
5 Utilities 1.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
26
JD.com
JD
$40.1B
$5.04M 0.94%
+190,000
New +$4.99M
MFLX
27
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
$4.98M 0.93%
+214,652
New +$4.3M
JOYY
28
JOYY Inc
JOYY
$3.49B
$4.54M 0.85%
73,636
+42,336
+135% +$2.38M
IM
29
DELISTED
Ingram Micro
IM
$3.96M 0.74%
+110,200
New +$3.52M
EEM icon
30
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.4B
$3.8M 0.71%
700,000
+600,000
+600% +$18.6M
NCV
31
Virtus Convertible & Income Fund
NCV
$370M
$3.42M 0.64%
154,370
+58,573
+61% +$1.18M
PTR
32
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$3.4M 0.64%
51,107
-20,949
-29% -$1.32M
CHY
33
Calamos Convertible and High Income Fund
CHY
$1.06B
$3.3M 0.62%
317,750
+110,037
+53% +$1.06M
DANG
34
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$3.17M 0.59%
+445,194
New +$2.98M
RYAAY icon
35
Ryanair
RYAAY
$34.5B
$3.11M 0.58%
90,673
-89,000
-50% -$2.94M
VIPS icon
36
Vipshop
VIPS
$7.01B
$3.02M 0.56%
+234,351
New +$2.94M
CCD
37
Calamos Dynamic Convertible & Income Fund
CCD
$722M
$2.92M 0.55%
168,935
+55,500
+49% +$924K
MOMO
38
Hello Group
MOMO
$918M
$2.84M 0.53%
252,500
+169,392
+204% +$2.03M
ZPIN
39
DELISTED
Zhaopin Limited
ZPIN
$2.81M 0.53%
+177,190
New +$2.74M
LPL icon
40
LG Display
LPL
$3.38B
$2.71M 0.51%
+232,926
New +$2.26M
EMD
41
Western Asset Emerging Markets Debt Fund
EMD
$622M
$2.56M 0.48%
176,500
+169,100
+2,285% +$2.3M
IBN icon
42
ICICI Bank
IBN
$106B
$2.43M 0.46%
374,000
-308,550
-45% -$1.81M
FAX
43
abrdn Asia-Pacific Income Fund
FAX
$596M
$2.29M 0.43%
76,209
+65,904
+640% +$1.83M
ATHM icon
44
Autohome
ATHM
$2.51B
$2.16M 0.4%
+77,451
New +$2.04M
NCZ
45
Virtus Convertible & Income Fund II
NCZ
$281M
$2.09M 0.39%
106,931
+37,302
+54% +$675K
IWM icon
46
CALL
iShares Russell 2000 ETF
IWM
$82.6B
$2.07M 0.39%
+900,000
New +$93.2M
EDD
47
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$1.86M 0.35%
243,131
+211,833
+677% +$1.46M
VVR icon
48
Invesco Senior Income Trust
VVR
$459M
$1.74M 0.33%
431,502
+362,598
+526% +$1.4M
AVK
49
Advent Convertible and Income Fund
AVK
$562M
$1.56M 0.29%
121,620
+48,866
+67% +$596K
SABA
50
Saba Capital Income & Opportunities Fund II
SABA
$223M
$1.48M 0.28%
113,575
+101,218
+819% +$1.25M
1
2
3 4 5

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M
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HI
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CGIC
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Nine Masts Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Nine Masts Capital held 110 positions worth $535M, up 9.7% from $487M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nine Masts Capital deployed $217M of net new capital in Q1 2016, opening 31 new positions and adding to 28 existing holdings. Its largest new stake was iKang Healthcare Group, Inc.: 304,106 shares worth $6.65M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 20% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was HSBC, an estimated $9.6M trimmed.

  • Nine Masts Capital's largest Q1 2016 buy was iKang Healthcare Group, Inc.: 304,106 shares worth $6.65M.
  • Nine Masts Capital added most to Sumitomo Mitsui Financial in Q1 2016, an estimated $42.8M increase.
  • Nine Masts Capital's biggest Q1 2016 reduction was HSBC, cutting an estimated $9.6M.
  • Nine Masts Capital fully exited MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A in Q1 2016, selling an estimated $36M.
  • Nine Masts Capital's ten largest holdings make up 60% of its $535M portfolio in Q1 2016.
  • Nine Masts Capital opened 31 new positions and closed 24 in Q1 2016.
  • Nine Masts Capital's portfolio value rose 9.7% quarter-over-quarter to $535M.

Based on Nine Masts Capital's 13F filing for Q1 2016, filed 16 May 2016.