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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-12.79%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$630M
AUM Growth
+$263M
Cap. Flow
+$594M
Cap. Flow %
94.33%
Top 10 Hldgs %
65.4%
Holding
360
New
64
Increased
99
Reduced
12
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$167M
2
TSM icon
TSMC
TSM
+$101M
3
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$28.2M
4
IBN icon
ICICI Bank
IBN
+$25.7M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$25.6M

Top Sells

Rank Stock Value
1
PBR.A icon
Petrobras Class A
PBR.A
+$24.3M
2
NXPI icon
NXP Semiconductors
NXPI
+$11.5M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$8.54M
4
STG
Sunlands Technology
STG
+$6.34M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.61M

Sector Composition

Rank Sector Weight
1 Technology 23.41%
2 Financials 19.95%
3 Consumer Discretionary 6.52%
4 Consumer Staples 5.1%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
351
PUT
DELISTED
Tiffany & Co.
TIF
– –
-20,537
Closed -$2.72M
JMF
352
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-102,100
Closed -$1.13M
ETP
353
CALL
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-300
Closed -$22K
ETP
354
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-2,507
Closed -$56K
ETP
355
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-300
Closed -$35K
JRO
356
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-75,300
Closed -$776K
CBA
357
DELISTED
ClearBridge American Energy MLP
CBA
– –
-61,200
Closed -$482K
11 12 13 14
15

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MCM
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Nine Masts Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Nine Masts Capital held 360 positions worth $630M, up 72% from $367M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Nine Masts Capital deployed $594M of net new capital in Q4 2018, opening 64 new positions and adding to 99 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 7.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Petrobras Class A, an estimated $24.3M trimmed.

  • Nine Masts Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.
  • Nine Masts Capital added most to TSMC in Q4 2018, an estimated $101M increase.
  • Nine Masts Capital's biggest Q4 2018 reduction was Petrobras Class A, cutting an estimated $24.3M.
  • Nine Masts Capital fully exited NXP Semiconductors in Q4 2018, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 65% of its $630M portfolio in Q4 2018.
  • Nine Masts Capital opened 64 new positions and closed 181 in Q4 2018.
  • Nine Masts Capital's portfolio value rose 72% quarter-over-quarter to $630M.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.