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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$750M
AUM Growth
+$75.3M
Cap. Flow
+$38.4M
Cap. Flow %
5.12%
Top 10 Hldgs %
67.72%
Holding
320
New
149
Increased
35
Reduced
39
Closed
66

Top Buys

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$47.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
INFY icon
Infosys
INFY
+$25.3M
4
SINA
Sina Corp
SINA
+$16.7M
5
HTT
High Templar Tech Ltd
HTT
+$14.2M

Top Sells

1
AABA
Altaba Inc
AABA
+$93M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$30M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18M
4
IBN icon
ICICI Bank
IBN
+$14.9M
5
VALE.P
Vale S A
VALE.P
+$7.98M

Sector Composition

1 Communication Services 23.92%
2 Technology 7.22%
3 Financials 5.09%
4 Consumer Discretionary 4.48%
5 Industrials 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
251
PUT
American International
AIG
$42.5B
– –
-500
Closed -$108K
BHC icon
252
CALL
Bausch Health
BHC
$1.81B
– –
-1,000
Closed -$78K
BHP icon
253
BHP
BHP
$205B
– –
-33,475
Closed -$1.21M
CAT icon
254
Caterpillar
CAT
$407B
– –
-19,808
Closed -$2.75M
CMI icon
255
CALL
Cummins
CMI
$89.2B
– –
-500
Closed -$745K
DE icon
256
CALL
Deere & Co
DE
$161B
– –
-500
Closed -$466K
DOV icon
257
CALL
Dover
DOV
$28.8B
– –
-619
Closed -$75K
DOV icon
258
PUT
Dover
DOV
$28.8B
– –
-99
Closed -$9K
ETN icon
259
CALL
Eaton
ETN
$155B
– –
-559
Closed -$48K
ETN icon
260
PUT
Eaton
ETN
$155B
– –
-1,100
Closed -$22K
FLR icon
261
Fluor
FLR
$6.89B
– –
-3,215
Closed -$150K
GM icon
262
CALL
General Motors
GM
$69.1B
– –
-600
Closed -$332K
GM icon
263
PUT
General Motors
GM
$69.1B
– –
-600
Closed -$2K
B
264
CALL
Barrick Mining
B
$58.3B
– –
-1,000
Closed -$44K
B
265
PUT
Barrick Mining
B
$58.3B
– –
-1,000
Closed -$33K
GWW icon
266
W.W. Grainger
GWW
$65.6B
– –
-3,062
Closed -$550K
GWW icon
267
PUT
W.W. Grainger
GWW
$65.6B
– –
-300
Closed -$34K
HSBC icon
268
HSBC
HSBC
$344B
– –
-45,646
Closed -$2.04M
HSBC icon
269
PUT
HSBC
HSBC
$344B
– –
-547
Closed -$28K
HUN icon
270
CALL
Huntsman Corp
HUN
$2.08B
– –
-28
Closed -$7K
JCI icon
271
Johnson Controls International
JCI
$85.8B
– –
-47,200
Closed -$1.9M
JCI icon
272
PUT
Johnson Controls International
JCI
$85.8B
– –
-1,000
Closed -$57K
JD icon
273
CALL
JD.com
JD
$40.2B
– –
-1,000
Closed -$65K
JD icon
274
PUT
JD.com
JD
$40.2B
– –
-100
Closed -$12K
LMT icon
275
Lockheed Martin
LMT
$118B
– –
-7,938
Closed -$2.5M
9 10
11
12 13

Similar funds

HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Nine Masts Capital held 320 positions worth $750M, up 11% from $675M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Nine Masts Capital deployed $38.4M of net new capital in Q4 2017, opening 149 new positions and adding to 35 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 539,000 shares worth $47M.

By sector, the portfolio is most concentrated in Communication Services at 24% of assets, down from 30% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $18M trimmed.

  • Nine Masts Capital's largest Q4 2017 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 539,000 shares worth $47M.
  • Nine Masts Capital added most to Akorn Inc in Q4 2017, an estimated $7.81M increase.
  • Nine Masts Capital's biggest Q4 2017 reduction was Alphabet (Google) Class A, cutting an estimated $18M.
  • Nine Masts Capital fully exited Altaba Inc in Q4 2017, selling an estimated $93M.
  • Nine Masts Capital's ten largest holdings make up 68% of its $750M portfolio in Q4 2017.
  • Nine Masts Capital opened 149 new positions and closed 66 in Q4 2017.
  • Nine Masts Capital's portfolio value rose 11% quarter-over-quarter to $750M.

Based on Nine Masts Capital's 13F filing for Q4 2017, filed 12 Feb 2018.