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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
226
Saba Capital Income & Opportunities Fund II
SABA
$221M
$103K 0.03%
8,400
+650
+8% +$7.97K
BHC icon
227
Bausch Health
BHC
$1.69B
$100K 0.03%
3,910
-6,037
-61% -$138K
ETW
228
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$100K 0.03%
+8,300
New +$99.6K
NBB icon
229
Nuveen Taxable Municipal Income Fund
NBB
$449M
$98K 0.03%
+4,900
New +$101K
HQH
230
abrdn Healthcare Investors
HQH
$1.25B
$95K 0.03%
+4,100
New +$92.8K
BAC icon
231
CALL
Bank of America
BAC
$439B
$94K 0.03%
750
– –
OEF icon
232
PUT
iShares S&P 100 ETF
OEF
$19.8B
$92K 0.03%
+250
New +$31.6K
TAP.A icon
233
CALL
Molson Coors Class A
TAP.A
$7.88B
$91K 0.02%
+400
New +$27.8K
WM icon
234
PUT
Waste Management
WM
$96.1B
$89K 0.02%
+520
New +$46.1K
PPT
235
Franklin Premier Income Trust
PPT
$323M
$86K 0.02%
16,400
-87,400
-84% -$458K
SYY icon
236
PUT
Sysco
SYY
$40.7B
$79K 0.02%
+500
New +$36K
HES
237
PUT
DELISTED
Hess
HES
$78K 0.02%
2,550
+200
+9% +$13.2K
MOMO
238
PUT
Hello Group
MOMO
$869M
$77K 0.02%
950
-1,500
-61% -$65.6K
BB icon
239
PUT
BlackBerry
BB
$4.74B
$76K 0.02%
2,000
– –
STK
240
Columbia Seligman Premium Technology Growth Fund
STK
$823M
$73K 0.02%
3,400
+200
+6% +$4.33K
DSU icon
241
BlackRock Debt Strategies Fund
DSU
$592M
$71K 0.02%
64,000
+1,100
+2% +$12.4K
BGH
242
Barings Global Short Duration High Yield Fund
BGH
$282M
$70K 0.02%
+3,600
New +$69.1K
MS icon
243
PUT
Morgan Stanley
MS
$333B
$67K 0.02%
1,300
– –
WM icon
244
CALL
Waste Management
WM
$96.1B
$67K 0.02%
+400
New +$35.5K
TEVA icon
245
CALL
Teva Pharmaceuticals
TEVA
$36.9B
$66K 0.02%
800
– –
TEVA icon
246
Teva Pharmaceuticals
TEVA
$36.9B
$66K 0.02%
+800
New +$18.6K
VMW
247
PUT
DELISTED
VMware, Inc
VMW
$65K 0.02%
+300
New +$45.9K
ALB icon
248
PUT
Albemarle
ALB
$13.3B
$62K 0.02%
600
-400
-40% -$38.7K
HWM icon
249
CALL
Howmet Aerospace
HWM
$114B
$62K 0.02%
250
– –
SHOP icon
250
PUT
Shopify
SHOP
$169B
$61K 0.02%
2,500
-9,000
-78% -$137K
8 9
10
11 12

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CL
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CPA
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IIC
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MCM
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SSA
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WC
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WIM
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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.