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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+3.75%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$675M
AUM Growth
-$165M
Cap. Flow
-$377M
Cap. Flow %
-55.8%
Top 10 Hldgs %
83.35%
Holding
283
New
105
Increased
21
Reduced
27
Closed
112

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$82.8M
2
AABA
Altaba Inc
AABA
+$22.5M
3
VALE.P
Vale S A
VALE.P
+$8M
4
ZTO icon
ZTO Express
ZTO
+$6.28M
5
NTES icon
NetEase
NTES
+$5.69M

Top Sells

1
TSM icon
TSMC
TSM
+$63.2M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$44.5M
3
VALE icon
Vale
VALE
+$21.1M
4
IBN icon
ICICI Bank
IBN
+$14.3M
5
PRXL
Parexel International Corp
PRXL
+$12.5M

Sector Composition

1 Communication Services 30.46%
2 Technology 14.71%
3 Financials 7.46%
4 Consumer Discretionary 4.37%
5 Industrials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
226
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
– –
-56,100
Closed -$583K
JQC icon
227
Nuveen Credit Strategies Income Fund
JQC
$704M
– –
-111,600
Closed -$961K
LRCX icon
228
Lam Research
LRCX
$391B
– –
-25,430
Closed -$360K
LRCX icon
229
PUT
Lam Research
LRCX
$391B
– –
-650
Closed -$48K
LULU icon
230
lululemon athletica
LULU
$13.3B
– –
-106,430
Closed -$6.35M
LULU icon
231
PUT
lululemon athletica
LULU
$13.3B
– –
-600
Closed -$36K
LVS icon
232
Las Vegas Sands
LVS
$29.9B
– –
-2,541
Closed -$162K
LVS icon
233
PUT
Las Vegas Sands
LVS
$29.9B
– –
-100
Closed -$16K
M icon
234
Macy's
M
$6.32B
– –
-7,323
Closed -$170K
M icon
235
PUT
Macy's
M
$6.32B
– –
-300
Closed -$14K
MCD icon
236
McDonald's
MCD
$190B
– –
-15,480
Closed -$2.43M
MCD icon
237
PUT
McDonald's
MCD
$190B
– –
-1,400
Closed -$291K
MMM icon
238
3M
MMM
$83.8B
– –
-18,831
Closed -$3.26M
NKE icon
239
Nike
NKE
$64.9B
– –
-6,600
Closed -$389K
NUV icon
240
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-12,100
Closed -$121K
NXPI icon
241
NXP Semiconductors
NXPI
$67.6B
– –
-93,727
Closed -$10.3M
PFE icon
242
Pfizer
PFE
$143B
– –
-12,332
Closed -$393K
PG icon
243
Procter & Gamble
PG
$348B
– –
-4,500
Closed -$392K
PKX icon
244
POSCO
PKX
$15.5B
– –
-63,196
Closed -$3.96M
PM icon
245
CALL
Philip Morris
PM
$298B
– –
-100
Closed -$9K
REGN icon
246
Regeneron Pharmaceuticals
REGN
$70.7B
– –
-1,899
Closed -$933K
REGN icon
247
PUT
Regeneron Pharmaceuticals
REGN
$70.7B
– –
-100
Closed -$119K
RTX icon
248
CALL
RTX Corp
RTX
$262B
– –
-54
Closed -$6K
RTX icon
249
PUT
RTX Corp
RTX
$262B
– –
-794
Closed -$35K
SKX
250
DELISTED
Skechers
SKX
– –
-13,900
Closed -$410K
8 9
10
11 12

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HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Nine Masts Capital held 283 positions worth $675M, down 20% from $840M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Nine Masts Capital withdrew a net $377M in Q3 2017, closing 112 positions and reducing 27 holdings. Its most notable exit was TSMC, an estimated $63.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 30% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in Vale S A worth $7.98M.

  • Nine Masts Capital's largest Q3 2017 buy was Vale S A: 853,100 shares worth $7.98M.
  • Nine Masts Capital added most to Alphabet (Google) Class A in Q3 2017, an estimated $82.8M increase.
  • Nine Masts Capital's biggest Q3 2017 reduction was ICICI Bank, cutting an estimated $14.3M.
  • Nine Masts Capital fully exited TSMC in Q3 2017, selling an estimated $63.2M.
  • Nine Masts Capital's ten largest holdings make up 83% of its $675M portfolio in Q3 2017.
  • Nine Masts Capital opened 105 new positions and closed 112 in Q3 2017.
  • Nine Masts Capital's portfolio value fell 20% quarter-over-quarter to $675M.

Based on Nine Masts Capital's 13F filing for Q3 2017, filed 13 Nov 2017.